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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
1
VanEck Associates
New York
$36.3M +$9.34M +399,106 +35%
UBS Group
2
UBS Group
Switzerland
$29M +$8.52M +364,113 +43%
Two Sigma Investments
3
Two Sigma Investments
New York
$28.1M -$27.4M -1,169,257 -50%
SIS
4
Sound Income Strategies
Florida
$22.2M +$725K +30,992 +3%
SMH
5
Sanders Morris Harris
Texas
$18.1M -$8.22M -351,181 -32%
EF
6
Empowered Funds
Pennsylvania
$12.5M -$2.19M -93,401 -15%
EF
7
Empirical Finance
Pennsylvania
$12.5M -$2.18M -93,366 -15%
Legal & General Group
8
Legal & General Group
United Kingdom
$11.9M +$1.32M +56,577 +13%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$11.7M +$894K +38,228 +8%
MC
10
Muzinich & Co
New York
$10.4M +$226K +9,666 +2%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$9.93M +$343K +14,648 +4%
LPL Financial
12
LPL Financial
California
$9.57M +$4M +170,872 +74%
Franklin Resources
13
Franklin Resources
California
$9.03M +$1.18M +50,565 +15%
MW
14
Melia Wealth
Oklahoma
$8.98M -$3.22M -137,718 -27%
CM
15
Columbus Macro
Pennsylvania
$8.91M +$400K +17,090 +5%
TA
16
Tectonic Advisors
Texas
$8.45M +$8.31M +355,370 New
BlackRock
17
BlackRock
New York
$7.14M +$559K +23,887 +9%
EP
18
EPIQ Partners
Minnesota
$6.99M -$429K -18,323 -6%
Sumitomo Mitsui Trust Group
19
Sumitomo Mitsui Trust Group
Japan
$6.94M +$164K +7,000 +2%
Raymond James Financial
20
Raymond James Financial
Florida
$6.41M +$114K +4,873 +2%
UBP
21
Union Bancaire Privee
Switzerland
$6.31M
WF
22
Womack Financial
Texas
$5.48M -$40.6K -1,737 -0.7%
Morgan Stanley
23
Morgan Stanley
New York
$5.13M +$747K +31,942 +17%
BPA
24
Beacon Pointe Advisors
California
$4.7M +$23.4K +1,000 +0.5%
First Manhattan
25
First Manhattan
New York
$3.99M -$492K -21,017 -11%