Raymond James Financial
CSWC icon

Raymond James Financial’s Capital Southwest CSWC Stock Holding History

Raymond James Financial’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$5.85M Sell
264,659
-16,354
-6% -$370K ﹤0.01% 2464
2025
Q4 		$6.22M Sell
281,013
-21,840
-7% -$461K ﹤0.01% 2333
2025
Q3 		$6.62M Buy
302,853
+16,256
+6% +$370K ﹤0.01% 2246
2025
Q2 		$6.32M Sell
286,597
-14,003
-5% -$288K ﹤0.01% 2209
2025
Q1 		$6.71M Buy
300,600
+105,845
+54% +$2.39M ﹤0.01% 2123
2024
Q4 		$4.25M Buy
+194,755
New +$4.58M ﹤0.01% 2427

Other funds holding CSWC

Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
EF
Empowered Funds Havertown, Pennsylvania $15.7B AUM 34.02% 1-Year Est. Return
EF
Empirical Finance Havertown, Pennsylvania $2.13B AUM 29.56% 1-Year Est. Return
MW
Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Raymond James Financial's CSWC Position: Q1 2026 in Review

Raymond James Financial reduced its Capital Southwest (CSWC) stake by 5.8% in Q1 2026, selling an estimated $370K and leaving 264,659 shares worth $5.85M. The position accounts for ﹤0.01% of the portfolio, ranked #2464.

Raymond James Financial first reported a position in CSWC in Q4 2024 and has held it in 6 quarters since. The position peaked at $6.71M in Q1 2025. 168 funds tracked by Wall St. Rank hold CSWC as of Q1 2026.

  • Raymond James Financial held 264,659 shares of Capital Southwest worth $5.85M as of Q1 2026.
  • Raymond James Financial sold 16,354 Capital Southwest shares in Q1 2026, an estimated $370K.
  • Capital Southwest made up ﹤0.01% of Raymond James Financial's portfolio in Q1 2026, its #2464 holding.
  • Raymond James Financial first reported a position in Capital Southwest in Q4 2024 and has held it in 6 quarters since.
  • Raymond James Financial's Capital Southwest position peaked at $6.71M in Q1 2025.
  • 168 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2026.

Based on Raymond James Financial's 13F filing for Q1 2026, filed 14 May 2026.