Cetera Investment Advisers
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Cetera Investment Advisers’s Capital Southwest CSWC Stock Holding History

Cetera Investment Advisers’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$10M Buy
452,698
+28,067
+7% +$635K 0.01% 1062
2025
Q4 		$9.41M Buy
424,631
+14,664
+4% +$310K 0.01% 1071
2025
Q3 		$8.96M Buy
409,967
+48,245
+13% +$1.1M 0.01% 1056
2025
Q2 		$7.97M Buy
361,722
+289,778
+403% +$5.97M 0.01% 938
2025
Q1 		$1.61M Buy
71,944
+18,420
+34% +$416K ﹤0.01% 1907
2024
Q4 		$1.17M Buy
53,524
+19,323
+56% +$455K ﹤0.01% 2060
2024
Q3 		$865K Sell
34,201
-1,671
-5% -$42.3K ﹤0.01% 2219
2024
Q2 		$936K Sell
35,872
-9,524
-21% -$244K ﹤0.01% 2120
2024
Q1 		$1.13M Buy
45,396
+10,216
+29% +$249K ﹤0.01% 1970
2023
Q4 		$834K Sell
35,180
-3,958
-10% -$88.3K 0.01% 1213
2023
Q3 		$896K Buy
39,138
+1,417
+4% +$30.7K 0.01% 1093
2023
Q2 		$744K Buy
37,721
+2,482
+7% +$45.7K 0.01% 1218
2023
Q1 		$627K Buy
35,239
+13,836
+65% +$255K 0.01% 1295
2022
Q4 		$366K Buy
21,403
+1,632
+8% +$29.2K ﹤0.01% 1538
2022
Q3 		$335K Buy
19,771
+4,959
+33% +$95.5K 0.01% 1204
2022
Q2 		$273K Buy
14,812
+5,223
+54% +$115K ﹤0.01% 1483
2022
Q1 		$228K Buy
+9,589
New +$235K ﹤0.01% 1633

Other funds holding CSWC

Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
EF
Empowered Funds Havertown, Pennsylvania $15.7B AUM 34.02% 1-Year Est. Return
EF
Empirical Finance Havertown, Pennsylvania $2.13B AUM 29.56% 1-Year Est. Return
MW
Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Cetera Investment Advisers's CSWC Position: Q1 2026 in Review

Cetera Investment Advisers increased its Capital Southwest (CSWC) stake by 6.6% in Q1 2026, buying an estimated $635K and bringing the position to 452,698 shares worth $10M. The position accounts for 0.01% of the portfolio, ranked #1062.

Cetera Investment Advisers first reported a position in CSWC in Q1 2022 and has held it in 17 quarters since. 168 funds tracked by Wall St. Rank hold CSWC as of Q1 2026.

  • Cetera Investment Advisers held 452,698 shares of Capital Southwest worth $10M as of Q1 2026.
  • Cetera Investment Advisers bought 28,067 Capital Southwest shares in Q1 2026, an estimated $635K.
  • Capital Southwest made up 0.01% of Cetera Investment Advisers's portfolio in Q1 2026, its #1062 holding.
  • Cetera Investment Advisers first reported a position in Capital Southwest in Q1 2022 and has held it in 17 quarters since.
  • 168 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2026.

Based on Cetera Investment Advisers's 13F filing for Q1 2026, filed 13 May 2026.