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Capital Southwest
CSWC

Overview Fund Activity

114 hedge funds and large institutions have $196M invested in Capital Southwest in 2023 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 46 increasing their positions, 25 reducing their positions, and 13 closing their positions.

Holders
114
Holders Change
+5
Holders Change %
+4.59%
% of All Funds
1.82%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
18
Increased
46
Reduced
25
Closed
13
Calls
$3.22M
Puts
$2.15M
Net Calls
+$1.07M
Net Calls Change
-$1.84M

Top Buyers

1
LCWP
1
Legacy Capital Wealth Partners
Arkansas
$1.69M
2
VanEck Associates
2
VanEck Associates
New York
$15.1M
3
HCM
3
Hodges Capital Management
Texas
$1.45M
4
Citadel Advisors
4
Citadel Advisors
Florida
$1.43M
5
BPA
5
Beacon Pointe Advisors
California
$972K

Top Sellers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$17.7M
2
Invesco
2
Invesco
Georgia
$10.1M
3
QC
3
Quadrature Capital
United Kingdom
$769K
4
EMFAT
4
Emerald Mutual Fund Advisers Trust
Pennsylvania
$0
5
CSS
5
Cubist Systematic Strategies
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$17.7M 773,561 -73,148 -9%
SMH
2
Sanders Morris Harris
Texas
$15.3M 669,189 -30,910 -4%
VanEck Associates
3
VanEck Associates
New York
$15.1M 661,405 +69,265 +12%
ZIG
4
Zuckerman Investment Group
Illinois
$14.7M 643,829 -450 -0.1%
SIS
5
Sound Income Strategies
Florida
$12M 524,394 +8,776 +2%
Invesco
6
Invesco
Georgia
$10.1M 439,385 -55,726 -11%
First Manhattan
7
First Manhattan
New York
$8.85M 386,358 -7,020 -2%
Legal & General Group
8
Legal & General Group
United Kingdom
$6.33M 276,155 +22,547 +9%
TA
9
Tectonic Advisors
Texas
$5.25M 229,438 +9,866 +4%
Two Sigma Investments
10
Two Sigma Investments
New York
$4.71M 205,468 -14,723 -7%
AAM
11
Advisors Asset Management
Colorado
$4.47M 195,122 +13,391 +7%
HWAM
12
Hennion & Walsh Asset Management
New Jersey
$4.23M 184,698 +25,840 +16%
BlackRock
13
BlackRock
New York
$4.13M 180,376 -6,308 -3%
GWI
14
Grace & White Inc
New York
$4.04M 176,597 -874 -0.5%
Two Sigma Advisers
15
Two Sigma Advisers
New York
$3.9M 170,500 +23,200 +16%
LPL Financial
16
LPL Financial
California
$2.96M 129,106 +10,816 +9%
GG
17
Golden Green
South Carolina
$2.8M 122,481 +1,317 +1%
MCM
18
McKinley Capital Management
Alaska
$2.8M 122,462 -3,769 -3%
MCM
19
Moerus Capital Management
New York
$2.43M 106,270 – –
RJFSA
20
Raymond James Financial Services Advisors
Florida
$2.38M 103,735 +41,993 +68%
CIM
21
Confluence Investment Management
Missouri
$2.21M 96,395 +139 +0.1%
RJA
22
Raymond James & Associates
Florida
$2.06M 90,077 -2,899 -3%
Morgan Stanley
23
Morgan Stanley
New York
$2.01M 87,812 +23,450 +36%
Ameriprise
24
Ameriprise
Minnesota
$2.01M 87,751 -7,345 -8%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$1.99M 86,731 -3,919 -4%
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