Capital Southwest
CSWC
43 hedge funds and large institutions have $170M invested in Capital Southwest in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 6 closing their positions.
56% more repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 9
3% more capital invested
Capital invested by funds: $165M → $170M (+$4.39M)
0% more funds holding in top 10
Funds holding in top 10: 5 → 5 (0)
1.9% less ownership
Funds ownership: 64.74% → 62.84% (-1.9%)
4% less funds holding
Funds holding: 45 → 43 (-2)
17% less first-time investments, than exits
New positions opened: 5 | Existing positions closed: 6
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
+$1.2M |
| 2 |
RRAM
River Road Asset Management
Louisville,
Kentucky
|
+$673K |
| 3 |
PAIM
Punch & Associates Investment Management
Edina,
Minnesota
|
+$278K |
| 4 |
AI
Ariel Investments
Chicago,
Illinois
|
+$211K |
| 5 |
KCM
Kennedy Capital Management
St Louis,
Missouri
|
+$206K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ZIG
Zuckerman Investment Group
Chicago,
Illinois
|
-$2.27M |
| 2 |
First Manhattan
New York
|
-$672K |
| 3 |
MCP
Moab Capital Partners
Southampton,
New York
|
-$488K |
| 4 |
ETC
Evercore Trust Company
New York
|
-$488K |
| 5 |
Wells Fargo
San Francisco,
California
|
-$466K |
CSWC Hedge Fund Activity: Q1 2017 in Review
43 of the 4,034 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q1 2017, worth a combined $170M — up 2.7% from $165M a quarter earlier.
Sellers outnumbered buyers: 6 funds closed out of CSWC and 5 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 14 added.
The largest buyer was UBS Group, adding an estimated $1.2M. The largest seller was Zuckerman Investment Group, cutting an estimated $2.27M.
- 43 institutional investors held Capital Southwest (CSWC) as of Q1 2017, down from 45 in Q4 2016.
- Funds reported $170M of Capital Southwest stock for Q1 2017, up 2.7% quarter-over-quarter.
- 5 funds opened new Capital Southwest positions in Q1 2017 and 6 closed out, a net change of -1 holder.
- The largest Capital Southwest buyer in Q1 2017 was UBS Group, an estimated $1.2M added.
- The largest Capital Southwest seller in Q1 2017 was Zuckerman Investment Group, an estimated $2.27M sold.
Based on aggregated 13F filings for Q1 2017.