CSWC icon

Capital Southwest
CSWC

Overview Fund Activity

43 hedge funds and large institutions have $170M invested in Capital Southwest in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 6 closing their positions.

Holders
43
Holders Change
-2
Holders Change %
-4.44%
% of All Funds
1.07%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.12%
New
5
Increased
14
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$6.26M
2
RRAM
2
River Road Asset Management
Kentucky
$16.6M
3
PAIM
3
Punch & Associates Investment Management
Minnesota
$28.8M
4
AI
4
Ariel Investments
Illinois
$16.1M
5
KCM
5
Kennedy Capital Management
Missouri
$213K

Top Sellers

1
ZIG
1
Zuckerman Investment Group
Illinois
$21.3M
2
First Manhattan
2
First Manhattan
New York
$13.3M
3
MCP
3
Moab Capital Partners
New York
$27.6M
4
ETC
4
Evercore Trust Company
New York
$10.1M
5
Wells Fargo
5
Wells Fargo
California
$347K
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$28.8M 1,705,319 +17,001 +1%
MCP
2
Moab Capital Partners
New York
$27.6M 1,630,252 -29,861 -2%
ZIG
3
Zuckerman Investment Group
Illinois
$21.3M 1,261,663 -138,776 -10%
RRAM
4
River Road Asset Management
Kentucky
$16.6M 984,199 +41,165 +4%
AI
5
Ariel Investments
Illinois
$16.1M 952,713 +12,914 +1%
First Manhattan
6
First Manhattan
New York
$13.3M 785,646 -41,081 -5%
CP
7
Clover Partners
Texas
$11.8M 696,313 +1,255 +0.2%
ETC
8
Evercore Trust Company
New York
$10.1M 597,434 -29,855 -5%
UBS Group
9
UBS Group
Switzerland
$6.26M 370,319 +73,543 +25%
TAM
10
Third Avenue Management
New York
$2.54M 150,348 – –
GWI
11
Grace & White Inc
New York
$2.24M 132,528 – –
Russell Investments Group
12
Russell Investments Group
United Kingdom
$1.91M 112,816 -24,421 -18%
Ameriprise
13
Ameriprise
Minnesota
$1.88M 111,251 – –
New York State Common Retirement Fund
14
New York State Common Retirement Fund
New York
$1.55M 91,840 +9,364 +11%
CSC
15
Cove Street Capital
California
$1.48M 87,357 +1,300 +2%
SCM
16
Silver Capital Management
New York
$769K 45,438 -1,150 -2%
KACA
17
Kayne Anderson Capital Advisors
California
$676K 40,000 – –
Mackenzie Financial
18
Mackenzie Financial
Ontario, Canada
$600K 35,457 +11,057 +45%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$509K 30,095 +1 +0%
Wells Fargo
20
Wells Fargo
California
$347K 20,520 -28,481 -58%
Prudential Financial
21
Prudential Financial
New Jersey
$343K 20,300 +2,100 +12%
HK
22
Horizon Kinetics
New York
$299K 17,700 – –
WS
23
Wedbush Securities
California
$289K 17,104 -200 -1%
Geode Capital Management
24
Geode Capital Management
Massachusetts
$256K 15,194 +3,299 +28%
SGAM
25
Steinberg Global Asset Management
Florida
$251K 14,820 +400 +3%
1
2