Kennedy Capital Management’s Capital Southwest CSWC Stock Holding History

Kennedy Capital Management’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-72,152	Closed	-$1.39M	–	690
2018 Q4	$1.39M	Sell	72,152 -318,629	-82%	-$6.15M	0.03%	575
2018 Q3	$7.42M	Buy	390,781 +54,312	+16%	+$1.02M	0.14%	270
2018 Q2	$6.09M	Sell	336,469 -5,946	-2%	-$104K	0.11%	348
2018 Q1	$5.83M	Sell	342,415 -98,231	-22%	-$1.65M	0.11%	331
2017 Q4	$7.29M	Buy	440,646 +72,761	+20%	+$1.24M	0.13%	271
2017 Q3	$6.3M	Buy	367,885 +323,850	+735%	+$5.36M	0.11%	319
2017 Q2	$708K	Buy	44,035 +31,428	+249%	+$507K	0.01%	666
2017 Q1	$213K	Buy	+12,607	New	+$206K	﹤0.01%	709
2015 Q1	–	Sell	-58,822	Closed	-$819K	–	726
2014 Q4	$819K	Buy	58,822 +42,102	+252%	+$574K	0.02%	681
2014 Q3	$220K	Buy	+16,720	New	+$228K	﹤0.01%	755

Other funds holding CSWC

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Kennedy Capital Management's CSWC Position: Q1 2019 in Review

Kennedy Capital Management sold out of Capital Southwest (CSWC) in Q1 2019, closing a stake of 72,152 shares — an estimated $1.39M sold.

Kennedy Capital Management first reported a position in CSWC in Q3 2014 and held it in 10 quarters. The position peaked at $7.42M in Q3 2018. 63 funds tracked by Wall St. Rank hold CSWC as of Q1 2019.

Kennedy Capital Management reported no remaining Capital Southwest position as of Q1 2019 after selling out during the quarter.
Kennedy Capital Management sold 72,152 Capital Southwest shares in Q1 2019, an estimated $1.39M.
Kennedy Capital Management first reported a position in Capital Southwest in Q3 2014 and held it in 10 quarters.
Kennedy Capital Management's Capital Southwest position peaked at $7.42M in Q3 2018.
63 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2019.

Based on Kennedy Capital Management's 13F filing for Q1 2019, filed 13 May 2019.