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Capital Southwest
CSWC

Overview Fund Activity

63 hedge funds and large institutions have $178M invested in Capital Southwest in 2018 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 5 closing their positions.

Holders
63
Holders Change
+15
Holders Change %
+31.25%
% of All Funds
1.41%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.09%
New
20
Increased
18
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SMH
1
Sanders Morris Harris
Texas
$15.8M
2
MCM
2
Moerus Capital Management
New York
$2.7M
3
CIM
3
Confluence Investment Management
Missouri
$2.19M
4
Morgan Stanley
4
Morgan Stanley
New York
$1.48M
5
AL
5
AJO LP
Pennsylvania
$1.32M

Top Sellers

1
KCM
1
Kennedy Capital Management
Missouri
$1.39M
2
MCP
2
Moab Capital Partners
New York
$20.3M
3
AI
3
Ariel Investments
Illinois
$16.9M
4
TAM
4
Third Avenue Management
New York
$0
5
New York State Common Retirement Fund
5
New York State Common Retirement Fund
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$30.5M 1,588,139 -105,974 -6%
ZIG
2
Zuckerman Investment Group
Illinois
$27.2M 1,416,600 -38,360 -3%
MCP
3
Moab Capital Partners
New York
$20.3M 1,055,653 -155,232 -13%
AI
4
Ariel Investments
Illinois
$16.9M 881,804 -139,611 -14%
SMH
5
Sanders Morris Harris
Texas
$15.8M 820,532 +761,432 +1,288%
RRAM
6
River Road Asset Management
Kentucky
$14.8M 771,487 -68,720 -8%
First Manhattan
7
First Manhattan
New York
$12.4M 645,994 -29,238 -4%
UBS Group
8
UBS Group
Switzerland
$5.38M 279,963 -31,052 -10%
AAM
9
Advisors Asset Management
Colorado
$3.02M 156,846 +18,699 +14%
RJA
10
Raymond James & Associates
Florida
$2.84M 147,972 -1,279 -0.9%
MCM
11
Moerus Capital Management
New York
$2.7M 140,248 +140,248 New
GWI
12
Grace & White Inc
New York
$2.41M 125,615 -2,285 -2%
CIM
13
Confluence Investment Management
Missouri
$2.19M 113,942 +113,942 New
BRWA
14
B. Riley Wealth Advisors
Florida
$1.65M 85,855 +299 +0.3%
Morgan Stanley
15
Morgan Stanley
New York
$1.48M 77,232 +70,316 +1,017%
Arrowstreet Capital
16
Arrowstreet Capital
Massachusetts
$1.42M 73,626 +44,649 +154%
KCM
17
Kennedy Capital Management
Missouri
$1.39M 72,152 -318,629 -82%
AL
18
AJO LP
Pennsylvania
$1.32M 68,572 +68,572 New
HH
19
Hilltop Holdings
Texas
$1.21M 63,100 +7,600 +14%
NA
20
Navellier & Associates
Nevada
$1.16M 60,550 +60,550 New
Northern Trust
21
Northern Trust
Illinois
$1.05M 54,572 -16,939 -24%
Wells Fargo
22
Wells Fargo
California
$978K 50,882 +31,076 +157%
AR
23
Advisory Research
Illinois
$953K 49,574 +1,564 +3%
CI
24
Cavalier Investments
Georgia
$903K 47,000 +47,000 New
SMDAM
25
Sumitomo Mitsui DS Asset Management
Japan
$867K 45,159 +756 +2%
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