Capital Southwest
CSWC
63 hedge funds and large institutions have $178M invested in Capital Southwest in 2018 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 5 closing their positions.
300% more first-time investments, than exits
New positions opened: 20 | Existing positions closed: 5
33% more funds holding in top 10
Funds holding in top 10: 3 → 4 (+1)
31% more funds holding
Funds holding: 48 → 63 (+15)
20% more repeat investments, than reductions
Existing positions increased: 18 | Existing positions reduced: 15
5% more capital invested
Capital invested by funds: $170M → $178M (+$8.69M)
0.25% less ownership
Funds ownership: 54.69% → 54.45% (-0.25%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SMH
Sanders Morris Harris
Houston,
Texas
|
+$14.7M |
| 2 |
CIM
Confluence Investment Management
St. Louis,
Missouri
|
+$2.2M |
| 3 |
Morgan Stanley
New York
|
+$1.36M |
| 4 |
AL
AJO LP
Philadelphia,
Pennsylvania
|
+$1.32M |
| 5 |
NA
Navellier & Associates
Reno,
Nevada
|
+$1.17M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
KCM
Kennedy Capital Management
St Louis,
Missouri
|
-$6.15M |
| 2 |
MCP
Moab Capital Partners
Southampton,
New York
|
-$2.99M |
| 3 |
AI
Ariel Investments
Chicago,
Illinois
|
-$2.69M |
| 4 |
TAM
Third Avenue Management
New York
|
-$2.67M |
| 5 |
New York State Common Retirement Fund
Albany,
New York
|
-$2.15M |
CSWC Hedge Fund Activity: Q4 2018 in Review
63 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q4 2018, worth a combined $178M — up 5.1% from $170M a quarter earlier.
Buyers outnumbered sellers: 20 funds opened new CSWC positions and 5 closed out — a net gain of 15 holders — while 18 added to existing stakes and 15 trimmed.
The largest buyer was Sanders Morris Harris, adding an estimated $14.7M. The largest seller was Kennedy Capital Management, cutting an estimated $6.15M.
- 63 institutional investors held Capital Southwest (CSWC) as of Q4 2018, up from 48 in Q3 2018.
- Funds reported $178M of Capital Southwest stock for Q4 2018, up 5.1% quarter-over-quarter.
- 20 funds opened new Capital Southwest positions in Q4 2018 and 5 closed out, a net change of +15 holders.
- The largest Capital Southwest buyer in Q4 2018 was Sanders Morris Harris, an estimated $14.7M added.
- The largest Capital Southwest seller in Q4 2018 was Kennedy Capital Management, an estimated $6.15M sold.
Based on aggregated 13F filings for Q4 2018.