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Capital Southwest

174 hedge funds and large institutions have $383M invested in Capital Southwest in 2025 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 64 increasing their positions, 43 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

89% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 19

50% more funds holding in top 10

Funds holding in top 10: 46 (+2)

49% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 43

19% more capital invested

Capital invested by funds: $322M → $383M (+$60.7M)

9% more funds holding

Funds holding: 160174 (+14)

2.96% more ownership

Funds ownership: 30.97%33.94% (+3%)

74% less call options, than puts

Call options by funds: $2.33M | Put options by funds: $8.86M

Holders
174
Holders Change
+14
Holders Change %
+8.75%
% of All Funds
2.33%
Holding in Top 10
6
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
36
Increased
64
Reduced
43
Closed
19
Calls
$2.33M
Puts
$8.86M
Net Calls
-$6.53M
Net Calls Change
-$4.86M
Name Holding Trade Value Shares
Change
Change in
Stake
SMH
1
Sanders Morris Harris
Texas
$32M +$14M +618,480 +76%
VanEck Associates
2
VanEck Associates
New York
$26M -$525K -23,272 -2%
Two Sigma Advisers
3
Two Sigma Advisers
New York
$22.7M +$5.43M +240,300 +31%
Balyasny Asset Management
4
Balyasny Asset Management
Illinois
$17.9M -$4.47M -198,063 -20%
Two Sigma Investments
5
Two Sigma Investments
New York
$17.8M +$2.82M +124,722 +19%
PAIM
6
Punch & Associates Investment Management
Minnesota
$15.3M +$319K +14,146 +2%
SIS
7
Sound Income Strategies
Florida
$13.7M +$846K +37,475 +6%
Millennium Management
8
Millennium Management
New York
$10.9M +$5.23M +231,614 +90%
TA
9
Tectonic Advisors
Texas
$9.83M +$959K +42,465 +11%
ZIG
10
Zuckerman Investment Group
Illinois
$9.53M -$5.54M -245,448 -36%
MW
11
Melia Wealth
Oklahoma
$9.43M +$468K +20,727 +5%
BPA
12
Beacon Pointe Advisors
California
$9.25M -$1.71M -75,802 -15%
HCA
13
Harbor Capital Advisors
Illinois
$9.01M +$112K +4,939 +1%
Citadel Advisors
14
Citadel Advisors
Florida
$7.44M +$4.81M +213,100 +177%
Legal & General Group
15
Legal & General Group
United Kingdom
$7.1M +$178K +7,888 +3%
Raymond James Financial
16
Raymond James Financial
Florida
$6.71M +$2.39M +105,845 +54%
Franklin Resources
17
Franklin Resources
California
$6.67M +$2.06M +91,293 +44%
UBS Group
18
UBS Group
Switzerland
$6.63M +$4.39M +194,471 +190%
First Manhattan
19
First Manhattan
New York
$6.41M -$335K -14,814 -5%
BlackRock
20
BlackRock
New York
$5.84M +$639K +28,311 +12%
Goldman Sachs
21
Goldman Sachs
New York
$5.75M +$4.14M +183,313 +247%
EP
22
EPIQ Partners
Minnesota
$5.7M +$5.77M +255,400 New
Marshall Wace
23
Marshall Wace
United Kingdom
$5.55M +$3.3M +146,263 +143%
Qube Research & Technologies (QRT)
24
Qube Research & Technologies (QRT)
United Kingdom
$5.28M +$884K +39,137 +20%
LPL Financial
25
LPL Financial
California
$4.41M +$646K +28,624 +17%

CSWC Hedge Fund Activity: Q1 2025 in Review

174 of the 7,457 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q1 2025, worth a combined $383M — up 19% from $322M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new CSWC positions and 19 closed out — a net gain of 17 holders — while 64 added to existing stakes and 43 trimmed.

The largest buyer was Sanders Morris Harris, adding an estimated $14M. The largest seller was Zuckerman Investment Group, cutting an estimated $5.54M.

  • 174 institutional investors held Capital Southwest (CSWC) as of Q1 2025, up from 160 in Q4 2024.
  • Funds reported $383M of Capital Southwest stock for Q1 2025, up 19% quarter-over-quarter.
  • 36 funds opened new Capital Southwest positions in Q1 2025 and 19 closed out, a net change of +17 holders.
  • The largest Capital Southwest buyer in Q1 2025 was Sanders Morris Harris, an estimated $14M added.
  • The largest Capital Southwest seller in Q1 2025 was Zuckerman Investment Group, an estimated $5.54M sold.

Based on aggregated 13F filings for Q1 2025.