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Capital Southwest
CSWC

Overview Fund Activity

102 hedge funds and large institutions have $154M invested in Capital Southwest in 2022 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 41 increasing their positions, 17 reducing their positions, and 10 closing their positions.

Holders
102
Holders Change
+13
Holders Change %
+14.61%
% of All Funds
1.65%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
25
Increased
41
Reduced
17
Closed
10
Calls
$1.4M
Puts
$1.82M
Net Calls
-$420K
Net Calls Change
-$252K

Top Buyers

1
Invesco
1
Invesco
Georgia
$9.81M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$12.8M
3
Two Sigma Advisers
3
Two Sigma Advisers
New York
$6.78M
4
Millennium Management
4
Millennium Management
New York
$15M
5
Citadel Advisors
5
Citadel Advisors
Florida
$3.89M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$0
2
Marshall Wace
2
Marshall Wace
United Kingdom
$3.28M
3
JF
3
Jump Financial
Illinois
$0
4
AllianceBernstein
4
AllianceBernstein
Tennessee
$0
5
TI
5
Trexquant Investment
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Millennium Management
1
Millennium Management
New York
$15M 875,326 +165,544 +23%
PAIM
2
Punch & Associates Investment Management
Minnesota
$12.8M 748,057 +225,222 +43%
SMH
3
Sanders Morris Harris
Texas
$12.3M 717,914 +1,775 +0.2%
ZIG
4
Zuckerman Investment Group
Illinois
$10.8M 632,520 +10,251 +2%
Invesco
5
Invesco
Georgia
$9.81M 573,726 +573,726 New
SIS
6
Sound Income Strategies
Florida
$7.99M 467,367 +66,718 +17%
VanEck Associates
7
VanEck Associates
New York
$7.51M 439,227 +75,459 +21%
First Manhattan
8
First Manhattan
New York
$7.12M 416,340 -7,776 -2%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$6.78M 396,700 +166,000 +72%
Two Sigma Investments
10
Two Sigma Investments
New York
$5.11M 298,617 +128,670 +76%
Citadel Advisors
11
Citadel Advisors
Florida
$3.89M 227,318 +159,926 +237%
BlackRock
12
BlackRock
New York
$3.57M 208,960 +3,668 +2%
Marshall Wace
13
Marshall Wace
United Kingdom
$3.28M 191,577 -64,006 -25%
AAM
14
Advisors Asset Management
Colorado
$3.11M 182,163 -13,022 -7%
Legal & General Group
15
Legal & General Group
United Kingdom
$3.11M 181,800 +18,945 +12%
GWI
16
Grace & White Inc
New York
$3.03M 177,471 +8,000 +5%
RJA
17
Raymond James & Associates
Florida
$2.92M 170,661 +134,706 +375%
TA
18
Tectonic Advisors
Texas
$2.56M 149,709 +42,987 +40%
HWAM
19
Hennion & Walsh Asset Management
New Jersey
$2.38M 139,158 +1,513 +1%
MCM
20
McKinley Capital Management
Alaska
$1.95M 114,266 -5,177 -4%
CIM
21
Confluence Investment Management
Missouri
$1.93M 112,617 +5,849 +5%
MCM
22
Moerus Capital Management
New York
$1.82M 106,270 -19,550 -16%
LPL Financial
23
LPL Financial
California
$1.78M 104,218 +20,905 +25%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$1.51M 88,331 +2,064 +2%
Ameriprise
25
Ameriprise
Minnesota
$1.43M 83,385 +10,484 +14%
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