AllianceBernstein’s Capital Southwest CSWC Stock Holding History

AllianceBernstein’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-24,296	Closed	-$412K	–	3262
2022 Q3	$412K	Buy	+24,296	New	+$468K	﹤0.01%	2735
2022 Q2	–	Sell	-13,000	Closed	-$308K	–	3285
2022 Q1	$308K	Buy	+13,000	New	+$319K	﹤0.01%	2861
2021 Q4	–	Sell	-14,222	Closed	-$358K	–	3304
2021 Q3	$358K	Sell	14,222 -6,699	-32%	-$174K	﹤0.01%	2896
2021 Q2	$486K	Buy	20,921 +5,973	+40%	+$148K	﹤0.01%	2825
2021 Q1	$331K	Buy	+14,948	New	+$305K	﹤0.01%	2854
2014 Q2	–	Sell	-49,925	Closed	-$636K	–	3452
2014 Q1	$636K	Sell	49,925 -5,993	-11%	-$76.1K	﹤0.01%	2351
2013 Q4	$716K	Sell	55,918 -4,086	-7%	-$50.1K	﹤0.01%	2307
2013 Q3	$754K	Buy	60,004 +109	+0.2%	+$1.41K	﹤0.01%	2272
2013 Q2	$758K	Buy	+59,895	New	+$705K	﹤0.01%	2238

Other funds holding CSWC

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

AllianceBernstein's CSWC Position: Q4 2022 in Review

AllianceBernstein sold out of Capital Southwest (CSWC) in Q4 2022, closing a stake of 24,296 shares — an estimated $412K sold.

AllianceBernstein first reported a position in CSWC in Q2 2013 and held it in 9 quarters. The position peaked at $758K in Q2 2013. 102 funds tracked by Wall St. Rank hold CSWC as of Q4 2022.

AllianceBernstein reported no remaining Capital Southwest position as of Q4 2022 after selling out during the quarter.
AllianceBernstein sold 24,296 Capital Southwest shares in Q4 2022, an estimated $412K.
AllianceBernstein first reported a position in Capital Southwest in Q2 2013 and held it in 9 quarters.
AllianceBernstein's Capital Southwest position peaked at $758K in Q2 2013.
102 funds tracked by Wall St. Rank held Capital Southwest as of Q4 2022.

Based on AllianceBernstein's 13F filing for Q4 2022, filed 15 Feb 2023.