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Capital Southwest
CSWC

Overview Fund Activity

83 hedge funds and large institutions have $145M invested in Capital Southwest in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 24 reducing their positions, and 18 closing their positions.

Holders
83
Holders Change
-8
Holders Change %
-8.79%
% of All Funds
1.46%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
10
Increased
27
Reduced
24
Closed
18
Calls
$2.01M
Puts
$3.5M
Net Calls
-$1.49M
Net Calls Change
-$418K

Top Buyers

1
LCWP
1
Legacy Capital Wealth Partners
Arkansas
$2.64M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$4.8M
3
MCM
3
McKinley Capital Management
Alaska
$1.46M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$628K
5
BlackRock
5
BlackRock
New York
$3.76M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$0
2
Millennium Management
2
Millennium Management
New York
$572K
3
Citadel Advisors
3
Citadel Advisors
Florida
$389K
4
Norges Bank
4
Norges Bank
Norway
$0
5
Invesco
5
Invesco
Georgia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SMH
1
Sanders Morris Harris
Texas
$18.8M 744,804 -7,953 -1%
ZIG
2
Zuckerman Investment Group
Illinois
$15.4M 611,982 -8,723 -1%
PAIM
3
Punch & Associates Investment Management
Minnesota
$12.4M 491,334 -15,905 -3%
First Manhattan
4
First Manhattan
New York
$11.4M 452,994 -104 -0%
SIS
5
Sound Income Strategies
Florida
$9.34M 370,810 -1,651 -0.4%
VanEck Associates
6
VanEck Associates
New York
$8.43M 334,632 -1,642 -0.5%
Two Sigma Advisers
7
Two Sigma Advisers
New York
$5.13M 203,900 +9,000 +5%
Two Sigma Investments
8
Two Sigma Investments
New York
$4.8M 190,508 +84,817 +80%
AAM
9
Advisors Asset Management
Colorado
$4.41M 175,212 +20,991 +14%
BlackRock
10
BlackRock
New York
$3.76M 149,306 +21,730 +17%
HWAM
11
Hennion & Walsh Asset Management
New Jersey
$3.76M 149,148 +12,690 +9%
MCM
12
Moerus Capital Management
New York
$3.4M 135,074 – –
Legal & General Group
13
Legal & General Group
United Kingdom
$3.11M 123,503 -10,278 -8%
GWI
14
Grace & White Inc
New York
$3.04M 120,600 – –
CIM
15
Confluence Investment Management
Missouri
$2.69M 106,898 +488 +0.5%
LCWP
16
Legacy Capital Wealth Partners
Arkansas
$2.64M 48,053 +48,053 New
Morgan Stanley
17
Morgan Stanley
New York
$2.12M 84,307 -37,327 -31%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.65M 65,343 +4,675 +8%
Mackenzie Financial
19
Mackenzie Financial
Ontario, Canada
$1.64M 65,175 +16,690 +34%
AM
20
Ares Management
California
$1.59M 63,104 – –
MCM
21
McKinley Capital Management
Alaska
$1.46M 57,959 +57,959 New
BRWA
22
B. Riley Wealth Advisors
Florida
$1.42M 56,309 -222 -0.4%
Bank of America
23
Bank of America
North Carolina
$1.35M 53,688 +3,047 +6%
UBS Group
24
UBS Group
Switzerland
$1.07M 42,410 +8,774 +26%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$976K 38,764 +15,658 +68%
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