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Capital Southwest
CSWC

Overview Fund Activity

89 hedge funds and large institutions have $132M invested in Capital Southwest in 2022 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 32 increasing their positions, 29 reducing their positions, and 17 closing their positions.

Holders
89
Holders Change
-12
Holders Change %
-11.88%
% of All Funds
1.54%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
7
Increased
32
Reduced
29
Closed
17
Calls
$1.41M
Puts
$1.58M
Net Calls
-$168K
Net Calls Change
+$740K

Top Buyers

1
Deutsche Bank
1
Deutsche Bank
Germany
$11.9M
2
BlackRock
2
BlackRock
New York
$3.48M
3
GWI
3
Grace & White Inc
New York
$2.87M
4
SFI
4
Susquehanna Fundamental Investments
Pennsylvania
$464K
5
TA
5
Tectonic Advisors
Texas
$1.81M

Top Sellers

1
Citadel Advisors
1
Citadel Advisors
Florida
$1.14M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$2.88M
3
Goldman Sachs
3
Goldman Sachs
New York
$212K
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$3.91M
5
Marshall Wace
5
Marshall Wace
United Kingdom
$4.33M
Name Market Value Shares Shares
Change 		Shares
Change %
SMH
1
Sanders Morris Harris
Texas
$12.1M 716,139 +900 +0.1%
Millennium Management
2
Millennium Management
New York
$12M 709,782 -45,904 -6%
Deutsche Bank
3
Deutsche Bank
Germany
$11.9M 703,851 +703,845 +11,730,750%
ZIG
4
Zuckerman Investment Group
Illinois
$10.5M 622,269 -26,185 -4%
PAIM
5
Punch & Associates Investment Management
Minnesota
$8.86M 522,835 -480 -0.1%
First Manhattan
6
First Manhattan
New York
$7.18M 424,116 -10,319 -2%
SIS
7
Sound Income Strategies
Florida
$6.79M 400,649 +18,437 +5%
VanEck Associates
8
VanEck Associates
New York
$6.16M 363,768 -4,101 -1%
Marshall Wace
9
Marshall Wace
United Kingdom
$4.33M 255,583 -59,873 -19%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$3.91M 230,700 -63,900 -22%
BlackRock
11
BlackRock
New York
$3.48M 205,292 +46,689 +29%
AAM
12
Advisors Asset Management
Colorado
$3.31M 195,185 +8,151 +4%
Two Sigma Investments
13
Two Sigma Investments
New York
$2.88M 169,947 -90,352 -35%
GWI
14
Grace & White Inc
New York
$2.87M 169,471 +40,000 +31%
Legal & General Group
15
Legal & General Group
United Kingdom
$2.76M 162,855 +22,581 +16%
HWAM
16
Hennion & Walsh Asset Management
New Jersey
$2.33M 137,645 +1,616 +1%
MCM
17
Moerus Capital Management
New York
$2.13M 125,820 – –
MCM
18
McKinley Capital Management
Alaska
$2.02M 119,443 -2,334 -2%
CIM
19
Confluence Investment Management
Missouri
$1.81M 106,768 -1,417 -1%
TA
20
Tectonic Advisors
Texas
$1.81M 106,722 +26,145 +32%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.46M 86,267 +3,507 +4%
LPL Financial
22
LPL Financial
California
$1.41M 83,313 -2,071 -2%
Ameriprise
23
Ameriprise
Minnesota
$1.23M 72,901 +11,227 +18%
Citadel Advisors
24
Citadel Advisors
Florida
$1.14M 67,392 -129,505 -66%
BRWA
25
B. Riley Wealth Advisors
Florida
$994K 58,676 +6,948 +13%
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