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Capital Southwest
CSWC

Overview Fund Activity

46 hedge funds and large institutions have $149M invested in Capital Southwest in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 5 closing their positions.

Holders
46
Holders Change
-1
Holders Change %
-2.13%
% of All Funds
1.23%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
4
Increased
15
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AI
1
Ariel Investments
Illinois
$12.5M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$23.7M
3
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$442K
4
CSC
4
Cove Street Capital
California
$381K
5
ZIG
5
Zuckerman Investment Group
Illinois
$19.4M

Top Sellers

1
First Manhattan
1
First Manhattan
New York
$12.4M
2
BG
2
BlackRock Group
United Kingdom
$767K
3
GCP
3
GSA Capital Partners
United Kingdom
$239K
4
Morgan Stanley
4
Morgan Stanley
New York
$903K
5
SI
5
SII Investments
Wisconsin
$0
Name Market Value Shares Shares
Change 		Shares
Change %
MCP
1
Moab Capital Partners
New York
$24.4M 1,660,113 – –
PAIM
2
Punch & Associates Investment Management
Minnesota
$23.7M 1,610,202 +65,345 +4%
ZIG
3
Zuckerman Investment Group
Illinois
$19.4M 1,321,381 +24,899 +2%
RRAM
4
River Road Asset Management
Kentucky
$13.9M 946,249 +14,718 +2%
AI
5
Ariel Investments
Illinois
$12.5M 847,268 +242,987 +40%
First Manhattan
6
First Manhattan
New York
$12.4M 842,086 -56,960 -6%
ETC
7
Evercore Trust Company
New York
$11.5M 781,003 +10,642 +1%
CP
8
Clover Partners
Texas
$9.72M 661,058 – –
UBS Group
9
UBS Group
Switzerland
$4.22M 286,961 +10,794 +4%
TAM
10
Third Avenue Management
New York
$2.21M 150,348 – –
EA
11
Emerald Acquisition
Washington
$1.97M 134,021 +2,210 +2%
GWI
12
Grace & White Inc
New York
$1.95M 132,528 – –
Ameriprise
13
Ameriprise
Minnesota
$1.64M 111,251 +15,661 +16%
KACA
14
Kayne Anderson Capital Advisors
California
$1.25M 85,000 +22,000 +35%
Morgan Stanley
15
Morgan Stanley
New York
$903K 61,385 -17,399 -22%
New York State Common Retirement Fund
16
New York State Common Retirement Fund
New York
$891K 60,600 +20,100 +50%
BG
17
BlackRock Group
United Kingdom
$767K 52,201 -27,915 -35%
SCM
18
Silver Capital Management
New York
$686K 46,658 -2,460 -5%
WT
19
Whittier Trust
California
$470K 32,000 – –
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$442K 30,094 +30,094 New
D.E. Shaw & Co
21
D.E. Shaw & Co
New York
$402K 27,370 -827 -3%
CSC
22
Cove Street Capital
California
$381K 25,910 +25,910 New
BCCM
23
Blue Clay Capital Management
Minnesota
$289K 19,684 +19,684 New
HK
24
Horizon Kinetics
New York
$260K 17,700 – –
WS
25
Wedbush Securities
California
$251K 17,052 – –
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