Evercore Trust Company’s Capital Southwest CSWC Stock Holding History

Evercore Trust Company’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-587,190	Closed	-$9.44M	–	55
2017 Q2	$9.44M	Sell	587,190 -10,244	-2%	-$165K	0.03%	46
2017 Q1	$10.1M	Sell	597,434 -29,855	-5%	-$488K	0.03%	46
2016 Q4	$10.1M	Sell	627,289 -153,714	-20%	-$2.28M	0.03%	41
2016 Q3	$11.5M	Buy	781,003 +10,642	+1%	+$155K	0.04%	39
2016 Q2	$10.5M	Sell	770,361 -189,957	-20%	-$2.64M	0.03%	38
2016 Q1	$13.3M	Sell	960,318 -148,227	-13%	-$2.08M	0.04%	36
2015 Q4	$15.4M	Buy	+1,108,545	New	+$16.2M	0.06%	33

Other funds holding CSWC

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

TAM

Third Avenue Management New York $616M AUM 45.6% 1-Year Est. Return

Evercore Trust Company's CSWC Position: Q3 2017 in Review

Evercore Trust Company sold out of Capital Southwest (CSWC) in Q3 2017, closing a stake of 587,190 shares — an estimated $9.44M sold.

Evercore Trust Company first reported a position in CSWC in Q4 2015 and held it in 7 quarters. The position peaked at $15.4M in Q4 2015. 41 funds tracked by Wall St. Rank hold CSWC as of Q3 2017.

Evercore Trust Company reported no remaining Capital Southwest position as of Q3 2017 after selling out during the quarter.
Evercore Trust Company sold 587,190 Capital Southwest shares in Q3 2017, an estimated $9.44M.
Evercore Trust Company first reported a position in Capital Southwest in Q4 2015 and held it in 7 quarters.
Evercore Trust Company's Capital Southwest position peaked at $15.4M in Q4 2015.
41 funds tracked by Wall St. Rank held Capital Southwest as of Q3 2017.

Based on Evercore Trust Company's 13F filing for Q3 2017, filed 13 Nov 2017.