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Capital Southwest
CSWC

Overview Fund Activity

45 hedge funds and large institutions have $165M invested in Capital Southwest in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 5 closing their positions.

Holders
45
Holders Change
-1
Holders Change %
-2.17%
% of All Funds
1.13%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
6
Increased
13
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Russell Investments Group
1
Russell Investments Group
United Kingdom
$2.23M
2
AI
2
Ariel Investments
Illinois
$15.2M
3
ZIG
3
Zuckerman Investment Group
Illinois
$22.6M
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$27.3M
5
CSC
5
Cove Street Capital
California
$1.39M

Top Sellers

1
ETC
1
Evercore Trust Company
New York
$10.1M
2
Morgan Stanley
2
Morgan Stanley
New York
$162K
3
KACA
3
Kayne Anderson Capital Advisors
California
$646K
4
WT
4
Whittier Trust
California
$0
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$27.3M 1,688,318 +78,116 +5%
MCP
2
Moab Capital Partners
New York
$26.8M 1,660,113 – –
ZIG
3
Zuckerman Investment Group
Illinois
$22.6M 1,400,439 +79,058 +6%
RRAM
4
River Road Asset Management
Kentucky
$15.2M 943,034 -3,215 -0.3%
AI
5
Ariel Investments
Illinois
$15.2M 939,799 +92,531 +11%
First Manhattan
6
First Manhattan
New York
$13.4M 826,727 -15,359 -2%
CP
7
Clover Partners
Texas
$11.2M 695,058 +34,000 +5%
ETC
8
Evercore Trust Company
New York
$10.1M 627,289 -153,714 -20%
UBS Group
9
UBS Group
Switzerland
$4.79M 296,776 +9,815 +3%
TAM
10
Third Avenue Management
New York
$2.43M 150,348 – –
Russell Investments Group
11
Russell Investments Group
United Kingdom
$2.23M 137,237 +137,237 New
GWI
12
Grace & White Inc
New York
$2.14M 132,528 – –
Ameriprise
13
Ameriprise
Minnesota
$1.8M 111,251 – –
CSC
14
Cove Street Capital
California
$1.39M 86,057 +60,147 +232%
New York State Common Retirement Fund
15
New York State Common Retirement Fund
New York
$1.33M 82,476 +21,876 +36%
BG
16
BlackRock Group
United Kingdom
$1.19M 73,552 +21,351 +41%
Wells Fargo
17
Wells Fargo
California
$791K 49,001 +49,001 New
SCM
18
Silver Capital Management
New York
$752K 46,588 -70 -0.2%
KACA
19
Kayne Anderson Capital Advisors
California
$646K 40,000 -45,000 -53%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$486K 30,094 – –
Mackenzie Financial
21
Mackenzie Financial
Ontario, Canada
$394K 24,400 +24,400 New
Prudential Financial
22
Prudential Financial
New Jersey
$294K 18,200 +2,100 +13%
HK
23
Horizon Kinetics
New York
$286K 17,700 – –
WS
24
Wedbush Securities
California
$279K 17,304 +252 +1%
Brown Advisory
25
Brown Advisory
Maryland
$237K 14,648 – –
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