Capital Southwest
CSWC
45 hedge funds and large institutions have $165M invested in Capital Southwest in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 5 closing their positions.
64.74% more ownership
Funds ownership: 0% → 64.74% (+65%)
44% more repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 9
25% more funds holding in top 10
Funds holding in top 10: 4 → 5 (+1)
20% more first-time investments, than exits
New positions opened: 6 | Existing positions closed: 5
11% more capital invested
Capital invested by funds: $149M → $165M (+$16.6M)
2% less funds holding
Funds holding: 46 → 45 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AI
Ariel Investments
Chicago,
Illinois
|
+$1.37M |
| 2 |
ZIG
Zuckerman Investment Group
Chicago,
Illinois
|
+$1.17M |
| 3 |
PAIM
Punch & Associates Investment Management
Edina,
Minnesota
|
+$1.16M |
| 4 |
CSC
Cove Street Capital
El Segundo,
California
|
+$894K |
| 5 |
Wells Fargo
San Francisco,
California
|
+$728K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ETC
Evercore Trust Company
New York
|
-$2.28M |
| 2 |
Morgan Stanley
New York
|
-$763K |
| 3 |
KACA
Kayne Anderson Capital Advisors
Los Angeles,
California
|
-$669K |
| 4 |
WT
Whittier Trust
South Pasadena,
California
|
-$470K |
| 5 |
D.E. Shaw & Co
New York
|
-$402K |
CSWC Hedge Fund Activity: Q4 2016 in Review
45 of the 4,008 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q4 2016, worth a combined $165M — up 11% from $149M a quarter earlier.
Buyers outnumbered sellers: 6 funds opened new CSWC positions and 5 closed out — a net gain of 1 holder — while 13 added to existing stakes and 9 trimmed.
The largest buyer was Ariel Investments, adding an estimated $1.37M. The largest seller was Evercore Trust Company, cutting an estimated $2.28M.
- 45 institutional investors held Capital Southwest (CSWC) as of Q4 2016, down from 46 in Q3 2016.
- Funds reported $165M of Capital Southwest stock for Q4 2016, up 11% quarter-over-quarter.
- 6 funds opened new Capital Southwest positions in Q4 2016 and 5 closed out, a net change of +1 holder.
- The largest Capital Southwest buyer in Q4 2016 was Ariel Investments, an estimated $1.37M added.
- The largest Capital Southwest seller in Q4 2016 was Evercore Trust Company, an estimated $2.28M sold.
Based on aggregated 13F filings for Q4 2016.