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Capital Southwest
CSWC

Overview Fund Activity

91 hedge funds and large institutions have $140M invested in Capital Southwest in 2021 Q2 according to their latest regulatory filings, with 22 funds opening new positions, 37 increasing their positions, 14 reducing their positions, and 11 closing their positions.

Holders
91
Holders Change
+11
Holders Change %
+13.75%
% of All Funds
1.59%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
22
Increased
37
Reduced
14
Closed
11
Calls
$1.3M
Puts
$2.37M
Net Calls
-$1.08M
Net Calls Change
-$2.13M

Top Buyers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$4.53M
2
Morgan Stanley
2
Morgan Stanley
New York
$2.83M
3
Citadel Advisors
3
Citadel Advisors
Florida
$1.86M
4
Norges Bank
4
Norges Bank
Norway
$1.32M
5
Invesco
5
Invesco
Georgia
$1.03M

Top Sellers

1
ZIG
1
Zuckerman Investment Group
Illinois
$14.4M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$11.8M
3
Creative Planning
3
Creative Planning
Kansas
$0
4
SMH
4
Sanders Morris Harris
Texas
$17.5M
5
LCWP
5
Legacy Capital Wealth Partners
Arkansas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SMH
1
Sanders Morris Harris
Texas
$17.5M 752,757 -70,760 -9%
ZIG
2
Zuckerman Investment Group
Illinois
$14.4M 620,705 -197,925 -24%
PAIM
3
Punch & Associates Investment Management
Minnesota
$11.8M 507,239 -96,418 -16%
First Manhattan
4
First Manhattan
New York
$10.5M 453,098 -3,569 -0.8%
SIS
5
Sound Income Strategies
Florida
$8.65M 372,461 -16,291 -4%
VanEck Associates
6
VanEck Associates
New York
$7.81M 336,274 -12,652 -4%
Two Sigma Advisers
7
Two Sigma Advisers
New York
$4.53M 194,900 +152,700 +362%
AAM
8
Advisors Asset Management
Colorado
$3.58M 154,221 +6,277 +4%
HWAM
9
Hennion & Walsh Asset Management
New Jersey
$3.17M 136,458 +19,083 +16%
MCM
10
Moerus Capital Management
New York
$3.14M 135,074 – –
Legal & General Group
11
Legal & General Group
United Kingdom
$3.11M 133,781 +5,028 +4%
BlackRock
12
BlackRock
New York
$2.96M 127,576 +12,236 +11%
Morgan Stanley
13
Morgan Stanley
New York
$2.83M 121,634 +59,027 +94%
GWI
14
Grace & White Inc
New York
$2.8M 120,600 -14,200 -11%
Millennium Management
15
Millennium Management
New York
$2.69M 115,832 +34,492 +42%
Arrowstreet Capital
16
Arrowstreet Capital
Massachusetts
$2.64M 113,439 +8,691 +8%
CIM
17
Confluence Investment Management
Missouri
$2.47M 106,410 +366 +0.3%
Two Sigma Investments
18
Two Sigma Investments
New York
$2.46M 105,691 +39,916 +61%
Citadel Advisors
19
Citadel Advisors
Florida
$1.86M 79,996 +58,452 +271%
AM
20
Ares Management
California
$1.47M 63,104 – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.41M 60,668 +3,076 +5%
Ameriprise
22
Ameriprise
Minnesota
$1.36M 58,720 -2,316 -4%
Norges Bank
23
Norges Bank
Norway
$1.32M 56,934 +56,934 New
BRWA
24
B. Riley Wealth Advisors
Florida
$1.31M 56,531 +81 +0.1%
Bank of America
25
Bank of America
North Carolina
$1.18M 50,641 +2,511 +5%
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