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Capital Southwest
CSWC

Overview Fund Activity

74 hedge funds and large institutions have $105M invested in Capital Southwest in 2020 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 25 increasing their positions, 18 reducing their positions, and 5 closing their positions.

Holders
74
Holders Change
+14
Holders Change %
+23.33%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
19
Increased
25
Reduced
18
Closed
5
Calls
$220K
Puts
$221K
Net Calls
-$1K
Net Calls Change
-$336K

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$2.05M
2
CIM
2
Confluence Investment Management
Missouri
$2.35M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$1.44M
4
CWM
4
Centric Wealth Management
Illinois
$1.1M
5
QC
5
Quadrature Capital
United Kingdom
$1.08M

Top Sellers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$15.7M
2
AI
2
Ariel Investments
Illinois
$1.72M
3
RCM
3
Radcliffe Capital Management
Pennsylvania
$0
4
UBS Group
4
UBS Group
Switzerland
$294K
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$939K
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$15.7M 884,617 -229,899 -21%
SMH
2
Sanders Morris Harris
Texas
$15.4M 865,717 +24,649 +3%
ZIG
3
Zuckerman Investment Group
Illinois
$15M 846,388 -15,632 -2%
First Manhattan
4
First Manhattan
New York
$8.39M 472,790 -16,974 -3%
VanEck Associates
5
VanEck Associates
New York
$4.94M 278,376 +47,959 +21%
AM
6
Ares Management
California
$4.57M 257,710 +8,294 +3%
Arrowstreet Capital
7
Arrowstreet Capital
Massachusetts
$2.78M 156,516 +34,986 +29%
AAM
8
Advisors Asset Management
Colorado
$2.52M 141,747 -2,609 -2%
GWI
9
Grace & White Inc
New York
$2.39M 134,800 -9,715 -7%
CIM
10
Confluence Investment Management
Missouri
$2.35M 132,596 +67,078 +102%
Legal & General Group
11
Legal & General Group
United Kingdom
$2.26M 127,380 – –
MCM
12
Moerus Capital Management
New York
$2.09M 117,472 -22,776 -16%
Millennium Management
13
Millennium Management
New York
$2.05M 115,727 +71,373 +161%
BlackRock
14
BlackRock
New York
$2.03M 114,275 +3,329 +3%
AI
15
Ariel Investments
Illinois
$1.72M 96,598 -59,555 -38%
D.E. Shaw & Co
16
D.E. Shaw & Co
New York
$1.52M 85,861 +42,470 +98%
Two Sigma Investments
17
Two Sigma Investments
New York
$1.44M 81,001 +65,897 +436%
CWM
18
Centric Wealth Management
Illinois
$1.1M 61,895 +61,895 New
QC
19
Quadrature Capital
United Kingdom
$1.08M 60,627 +60,627 New
BRWA
20
B. Riley Wealth Advisors
Florida
$993K 55,938 -4,384 -7%
LCWP
21
Legacy Capital Wealth Partners
Arkansas
$959K 54,044 +54,044 New
Two Sigma Advisers
22
Two Sigma Advisers
New York
$939K 52,900 -26,900 -34%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$925K 52,108 -13,669 -21%
AR
24
Advisory Research
Illinois
$837K 47,181 -17,205 -27%
Citadel Advisors
25
Citadel Advisors
Florida
$740K 41,683 +41,683 New
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