Ares Management’s Capital Southwest CSWC Stock Holding History

Ares Management’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-63,104	Closed	-$1.59M	–	44
2021 Q4	$1.59M	Hold	63,104	–	–	0.05%	34
2021 Q3	$1.59M	Hold	63,104	–	–	0.05%	36
2021 Q2	$1.47M	Hold	63,104	–	–	0.05%	38
2021 Q1	$1.4M	Sell	63,104 -194,606	-76%	-$3.97M	0.06%	31
2020 Q4	$4.57M	Buy	257,710 +8,294	+3%	+$130K	0.2%	20
2020 Q3	$3.5M	Hold	249,416	–	–	0.21%	16
2020 Q2	$3.36M	Buy	249,416 +3,437	+1%	+$44.4K	0.15%	18
2020 Q1	$2.81M	Buy	+245,979	New	+$4.45M	0.41%	18
2018 Q4	–	Sell	-15,000	Closed	-$285K	–	77
2018 Q3	$285K	Buy	+15,000	New	+$282K	0.01%	53

Other funds holding CSWC

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Ares Management's CSWC Position: Q1 2022 in Review

Ares Management sold out of Capital Southwest (CSWC) in Q1 2022, closing a stake of 63,104 shares — an estimated $1.59M sold.

Ares Management first reported a position in CSWC in Q3 2018 and held it in 9 quarters. The position peaked at $4.57M in Q4 2020. 89 funds tracked by Wall St. Rank hold CSWC as of Q1 2022.

Ares Management reported no remaining Capital Southwest position as of Q1 2022 after selling out during the quarter.
Ares Management sold 63,104 Capital Southwest shares in Q1 2022, an estimated $1.59M.
Ares Management first reported a position in Capital Southwest in Q3 2018 and held it in 9 quarters.
Ares Management's Capital Southwest position peaked at $4.57M in Q4 2020.
89 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2022.

Based on Ares Management's 13F filing for Q1 2022, filed 13 May 2022.