Advisors Asset Management’s Capital Southwest CSWC Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake
Trade Value Portfolio Weight Portfolio Position
2026
Q2
$2.34M Sell
98,619
-9,781
-9% -$229K 0.04% 561
2026
Q1
$2.4M Buy
108,400
+4,937
+5% +$112K 0.04% 544
2025
Q4
$2.29M Sell
103,463
-19,172
-16% -$405K 0.04% 557
2025
Q3
$2.68M Buy
122,635
+10,124
+9% +$230K 0.05% 508
2025
Q2
$2.48M Sell
112,511
-36,054
-24% -$742K 0.04% 519
2025
Q1
$3.32M Sell
148,565
-978
-0.7% -$22.1K 0.06% 424
2024
Q4
$3.26M Sell
149,543
-33,063
-18% -$778K 0.06% 432
2024
Q3
$4.62M Buy
182,606
+12,443
+7% +$315K 0.08% 309
2024
Q2
$4.44M Sell
170,163
-924
-0.5% -$23.7K 0.09% 294
2024
Q1
$4.27M Buy
171,087
+7,855
+5% +$192K 0.08% 310
2023
Q4
$3.87M Sell
163,232
-31,890
-16% -$711K 0.08% 313
2023
Q3
$4.47M Buy
195,122
+13,391
+7% +$290K 0.1% 259
2023
Q2
$3.58M Sell
181,731
-10,634
-6% -$196K 0.07% 334
2023
Q1
$3.42M Buy
192,365
+10,202
+6% +$188K 0.07% 350
2022
Q4
$3.11M Sell
182,163
-13,022
-7% -$233K 0.06% 370
2022
Q3
$3.31M Buy
195,185
+8,151
+4% +$157K 0.07% 326
2022
Q2
$3.44M Sell
187,034
-9,385
-5% -$207K 0.07% 325
2022
Q1
$4.66M Buy
196,419
+10,650
+6% +$261K 0.07% 294
2021
Q4
$4.7M Buy
185,769
+10,557
+6% +$282K 0.07% 319
2021
Q3
$4.41M Buy
175,212
+20,991
+14% +$547K 0.07% 302
2021
Q2
$3.58M Buy
154,221
+6,277
+4% +$156K 0.05% 370
2021
Q1
$3.28M Buy
147,944
+6,197
+4% +$127K 0.05% 396
2020
Q4
$2.52M Sell
141,747
-2,609
-2% -$41K 0.04% 448
2020
Q3
$2.03M Sell
144,356
-1,418
-1% -$19.9K 0.04% 465
2020
Q2
$1.97M Buy
145,774
+18,213
+14% +$235K 0.04% 457
2020
Q1
$1.46M Sell
127,561
-13,074
-9% -$237K 0.03% 507
2019
Q4
$2.93M Sell
140,635
-11,300
-7% -$245K 0.05% 409
2019
Q3
$3.31M Sell
151,935
-6,766
-4% -$146K 0.06% 364
2019
Q2
$3.32M Sell
158,701
-11,517
-7% -$250K 0.06% 375
2019
Q1
$3.58M Buy
170,218
+13,284
+8% +$283K 0.07% 350
2018
Q4
$3.02M Buy
156,934
+18,699
+14% +$361K 0.06% 364
2018
Q3
$2.62M Buy
138,235
+18,629
+16% +$350K 0.04% 500
2018
Q2
$2.17M Buy
119,606
+32,027
+37% +$559K 0.04% 578
2018
Q1
$1.51M Buy
87,579
+13,202
+18% +$222K 0.03% 688
2017
Q4
$1.23M Buy
74,377
+32,892
+79% +$560K 0.02% 774
2017
Q3
$711K Buy
41,485
+30,349
+273% +$502K 0.01% 967
2017
Q2
$179K Buy
+11,136
New +$180K ﹤0.01% 1284
2016
Q1
Sell
-22,639
Closed -$314K 1838
2015
Q4
$314K Sell
22,639
-44,083
-66% -$646K 0.01% 1278
2015
Q3
$1.16M Sell
66,722
-2,931
-4% -$51.6K 0.02% 836
2015
Q2
$1.28M Sell
69,653
-109,652
-61% -$1.98M 0.02% 829
2015
Q1
$3.06M Sell
179,305
-13,699
-7% -$228K 0.04% 518
2014
Q4
$2.69M Sell
193,004
-22,797
-11% -$311K 0.04% 548
2014
Q3
$2.83M Sell
215,801
-10,806
-5% -$147K 0.04% 485
2014
Q2
$3M Buy
226,607
+80,611
+55% +$1.04M 0.04% 468
2014
Q1
$1.86M Sell
145,996
-16,981
-10% -$216K 0.03% 567
2013
Q4
$2.09M Buy
162,977
+57,591
+55% +$706K 0.03% 496
2013
Q3
$1.32M Buy
105,386
+89,859
+579% +$1.16M 0.02% 595
2013
Q2
$196K Buy
+15,527
New +$183K ﹤0.01% 1111

Other funds holding CSWC

Advisors Asset Management's CSWC Position: Q2 2026 in Review

Advisors Asset Management reduced its Capital Southwest (CSWC) stake by 9% in Q2 2026, selling an estimated $229K and leaving 98,619 shares worth $2.34M. The position accounts for 0.04% of the portfolio, ranked #561.

Advisors Asset Management first reported a position in CSWC in Q2 2013 and has held it in 48 quarters since. The position peaked at $4.7M in Q4 2021. 190 funds tracked by Wall St. Rank hold CSWC as of Q2 2026.

  • Advisors Asset Management held 98,619 shares of Capital Southwest worth $2.34M as of Q2 2026.
  • Advisors Asset Management sold 9,781 Capital Southwest shares in Q2 2026, an estimated $229K.
  • Capital Southwest made up 0.04% of Advisors Asset Management's portfolio in Q2 2026, its #561 holding.
  • Advisors Asset Management first reported a position in Capital Southwest in Q2 2013 and has held it in 48 quarters since.
  • Advisors Asset Management's Capital Southwest position peaked at $4.7M in Q4 2021.
  • 190 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2026.

Based on Advisors Asset Management's 13F filing for Q2 2026, filed 14 Aug 2026.