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Capital Southwest

43 hedge funds and large institutions have $165M invested in Capital Southwest in 2018 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 11

8% more funds holding

Funds holding: 4043 (+3)

7% more capital invested

Capital invested by funds: $155M → $165M (+$10.6M)

0.17% more ownership

Funds ownership: 56.28%56.45% (+0.17%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
43
Holders Change
+3
Holders Change %
+7.5%
% of All Funds
0.98%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
4
Increased
16
Reduced
11
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAIM
1
Punch & Associates Investment Management
Minnesota
$33.3M -$575K -32,948 -2%
MCP
2
Moab Capital Partners
New York
$27.4M -$953K -54,604 -3%
ZIG
3
Zuckerman Investment Group
Illinois
$25.4M +$333K +19,109 +1%
AI
4
Ariel Investments
Illinois
$18.8M +$834K +47,792 +5%
RRAM
5
River Road Asset Management
Kentucky
$15.2M -$468K -26,845 -3%
First Manhattan
6
First Manhattan
New York
$12.3M -$568K -32,561 -5%
KCM
7
Kennedy Capital Management
Missouri
$6.09M -$104K -5,946 -2%
UBS Group
8
UBS Group
Switzerland
$5.75M +$375K +21,511 +7%
TAM
9
Third Avenue Management
New York
$2.72M
GWI
10
Grace & White Inc
New York
$2.4M
Northern Trust
11
Northern Trust
Illinois
$2.25M +$1.69M +96,922 +355%
AAM
12
Advisors Asset Management
Colorado
$2.16M +$559K +32,027 +37%
New York State Common Retirement Fund
13
New York State Common Retirement Fund
New York
$2.05M +$176K +10,100 +10%
BRWA
14
B. Riley Wealth Advisors
Florida
$1.81M +$223K +12,758 +15%
RJA
15
Raymond James & Associates
Florida
$1.39M +$106K +6,064 +9%
HH
16
Hilltop Holdings
Texas
$1M +$222K +12,750 +30%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$526K +$35 +2 +0%
Prudential Financial
18
Prudential Financial
New Jersey
$483K +$29.7K +1,700 +7%
WS
19
Wedbush Securities
California
$379K
Wells Fargo
20
Wells Fargo
California
$359K +$117K +6,700 +51%
BA
21
Bard Associates
Illinois
$351K +$48.9K +2,800 +17%
HK
22
Horizon Kinetics
New York
$350K +$31.4K +1,800 +10%
CSC
23
Cove Street Capital
California
$308K -$1.4M -80,357 -83%
GIM
24
Greenwich Investment Management
Connecticut
$297K -$19.2K -1,100 -6%
Brown Advisory
25
Brown Advisory
Maryland
$265K

CSWC Hedge Fund Activity: Q2 2018 in Review

43 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q2 2018, worth a combined $165M — up 6.9% from $155M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new CSWC positions and 0 closed out — a net gain of 4 holders — while 16 added to existing stakes and 11 trimmed.

The largest buyer was Northern Trust, adding an estimated $1.69M. The largest seller was Cove Street Capital, cutting an estimated $1.4M.

  • 43 institutional investors held Capital Southwest (CSWC) as of Q2 2018, up from 40 in Q1 2018.
  • Funds reported $165M of Capital Southwest stock for Q2 2018, up 6.9% quarter-over-quarter.
  • 4 funds opened new Capital Southwest positions in Q2 2018 and 0 closed out, a net change of +4 holders.
  • The largest Capital Southwest buyer in Q2 2018 was Northern Trust, an estimated $1.69M added.
  • The largest Capital Southwest seller in Q2 2018 was Cove Street Capital, an estimated $1.4M sold.

Based on aggregated 13F filings for Q2 2018.