CSWC icon

Capital Southwest
CSWC

Overview Fund Activity

43 hedge funds and large institutions have $165M invested in Capital Southwest in 2018 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 0 closing their positions.

Holders
43
Holders Change
+3
Holders Change %
+7.5%
% of All Funds
0.99%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
4
Increased
16
Reduced
11
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Northern Trust
1
Northern Trust
Illinois
$2.25M
2
AI
2
Ariel Investments
Illinois
$18.8M
3
AAM
3
Advisors Asset Management
Colorado
$2.16M
4
UBS Group
4
UBS Group
Switzerland
$5.75M
5
ZIG
5
Zuckerman Investment Group
Illinois
$25.5M

Top Sellers

1
CSC
1
Cove Street Capital
California
$308K
2
MCP
2
Moab Capital Partners
New York
$27.4M
3
PAIM
3
Punch & Associates Investment Management
Minnesota
$33.3M
4
First Manhattan
4
First Manhattan
New York
$12.3M
5
RRAM
5
River Road Asset Management
Kentucky
$15.2M
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$33.3M 1,838,667 -32,948 -2%
MCP
2
Moab Capital Partners
New York
$27.4M 1,515,655 -54,604 -3%
ZIG
3
Zuckerman Investment Group
Illinois
$25.5M 1,405,301 +19,109 +1%
AI
4
Ariel Investments
Illinois
$18.8M 1,039,515 +47,792 +5%
RRAM
5
River Road Asset Management
Kentucky
$15.2M 839,927 -26,845 -3%
First Manhattan
6
First Manhattan
New York
$12.3M 681,858 -32,561 -5%
KCM
7
Kennedy Capital Management
Missouri
$6.09M 336,469 -5,946 -2%
UBS Group
8
UBS Group
Switzerland
$5.75M 317,179 +21,511 +7%
TAM
9
Third Avenue Management
New York
$2.72M 150,348 – –
GWI
10
Grace & White Inc
New York
$2.4M 132,528 – –
Northern Trust
11
Northern Trust
Illinois
$2.25M 124,211 +96,922 +355%
AAM
12
Advisors Asset Management
Colorado
$2.16M 119,518 +32,027 +37%
New York State Common Retirement Fund
13
New York State Common Retirement Fund
New York
$2.05M 113,239 +10,100 +10%
BRWA
14
B. Riley Wealth Advisors
Florida
$1.81M 100,160 +12,758 +15%
RJA
15
Raymond James & Associates
Florida
$1.39M 76,859 +6,064 +9%
HH
16
Hilltop Holdings
Texas
$1M 55,300 +12,750 +30%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$526K 29,060 +2 +0%
Prudential Financial
18
Prudential Financial
New Jersey
$483K 26,700 +1,700 +7%
WS
19
Wedbush Securities
California
$379K 20,904 – –
Wells Fargo
20
Wells Fargo
California
$359K 19,805 +6,700 +51%
BA
21
Bard Associates
Illinois
$351K 19,375 +2,800 +17%
HK
22
Horizon Kinetics
New York
$350K 19,300 +1,800 +10%
CSC
23
Cove Street Capital
California
$308K 17,000 -80,357 -83%
GIM
24
Greenwich Investment Management
Connecticut
$297K 16,400 -1,100 -6%
Brown Advisory
25
Brown Advisory
Maryland
$265K 14,648 – –
1
2