Third Avenue Management’s Capital Southwest CSWC Stock Holding History

Third Avenue Management’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-140,574	Closed	-$2.67M	–	66
2018 Q3	$2.67M	Sell	140,574 -9,774	-7%	-$184K	0.15%	61
2018 Q2	$2.72M	Hold	150,348	–	–	0.14%	64
2018 Q1	$2.56M	Hold	150,348	–	–	0.13%	69
2017 Q4	$2.49M	Hold	150,348	–	–	0.12%	82
2017 Q3	$2.58M	Hold	150,348	–	–	0.12%	94
2017 Q2	$2.42M	Hold	150,348	–	–	0.11%	100
2017 Q1	$2.54M	Hold	150,348	–	–	0.12%	94
2016 Q4	$2.43M	Hold	150,348	–	–	0.11%	97
2016 Q3	$2.21M	Hold	150,348	–	–	0.1%	97
2016 Q2	$2.06M	Hold	150,348	–	–	0.09%	100
2016 Q1	$2.08M	Hold	150,348	–	–	0.08%	94
2015 Q4	$2.09M	Sell	150,348 -259,200	-63%	-$3.8M	0.07%	95
2015 Q3	$7.13M	Hold	409,548	–	–	0.19%	63
2015 Q2	$7.51M	Hold	409,548	–	–	0.19%	69
2015 Q1	$6.98M	Hold	409,548	–	–	0.18%	79
2014 Q4	$5.7M	Hold	409,548	–	–	0.14%	90
2014 Q3	$5.38M	Sell	409,548 -168,953	-29%	-$2.3M	0.11%	115
2014 Q2	$7.65M	Hold	578,501	–	–	0.15%	113
2014 Q1	$7.37M	Sell	578,501 -40,860	-7%	-$519K	0.14%	114
2013 Q4	$7.93M	Hold	619,361	–	–	0.15%	108
2013 Q3	$7.78M	Hold	619,361	–	–	0.15%	106
2013 Q2	$7.83M	Buy	+619,361	New	+$7.29M	0.15%	105

Other funds holding CSWC

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Third Avenue Management's CSWC Position: Q4 2018 in Review

Third Avenue Management sold out of Capital Southwest (CSWC) in Q4 2018, closing a stake of 140,574 shares — an estimated $2.67M sold.

Third Avenue Management first reported a position in CSWC in Q2 2013 and held it in 22 quarters. The position peaked at $7.93M in Q4 2013. 63 funds tracked by Wall St. Rank hold CSWC as of Q4 2018.

Third Avenue Management reported no remaining Capital Southwest position as of Q4 2018 after selling out during the quarter.
Third Avenue Management sold 140,574 Capital Southwest shares in Q4 2018, an estimated $2.67M.
Third Avenue Management first reported a position in Capital Southwest in Q2 2013 and held it in 22 quarters.
Third Avenue Management's Capital Southwest position peaked at $7.93M in Q4 2013.
63 funds tracked by Wall St. Rank held Capital Southwest as of Q4 2018.

Based on Third Avenue Management's 13F filing for Q4 2018, filed 13 Feb 2019.