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Capital Southwest

72 hedge funds and large institutions have $301M invested in Capital Southwest in 2014 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 25 increasing their positions, 15 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 15

8% more capital invested

Capital invested by funds: $279M → $301M (+$22.4M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

12% less funds holding

Funds holding: 8272 (-10)

37% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 27

Holders
72
Holders Change
-10
Holders Change %
-12.2%
% of All Funds
2.07%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
17
Increased
25
Reduced
15
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ZIG
1
Zuckerman Investment Group
Illinois
$45.8M +$4.66M +361,371 +12%
AR
2
Advisory Research
Illinois
$30.7M +$5.36M +415,301 +22%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$30.2M +$678K +52,508 +2%
First Manhattan
4
First Manhattan
New York
$29.1M +$6.53M +506,160 +30%
RRAM
5
River Road Asset Management
Kentucky
$27.4M -$1.6M -124,013 -6%
RRC
6
Red Rocks Capital
Colorado
$18.7M +$11.9M +923,196 +187%
T. Rowe Price Associates
7
T. Rowe Price Associates
Maryland
$17.6M -$82.6K -6,401 -0.5%
Schroder Investment Management Group
8
Schroder Investment Management Group
United Kingdom
$13M +$7.89M +611,421 +165%
U
9
UBS
Switzerland
$9.83M +$1.22M +94,875 +15%
TAM
10
Third Avenue Management
New York
$7.65M
Boston Partners
11
Boston Partners
Massachusetts
$6.55M +$6.4M +495,839 New
Comerica Bank
12
Comerica Bank
Texas
$5.36M +$880K +68,193 +20%
GWI
13
Grace & White Inc
New York
$4.97M
Ameriprise
14
Ameriprise
Minnesota
$4.47M -$90K -6,974 -2%
Northern Trust
15
Northern Trust
Illinois
$4.22M -$1.75M -135,816 -30%
Invesco
16
Invesco
Georgia
$3.33M +$1.29M +100,191 +66%
AAM
17
Advisors Asset Management
Colorado
$3M +$1.04M +80,611 +55%
AI
18
Ariel Investments
Illinois
$2.9M +$641K +49,644 +29%
BG
19
BlackRock Group
United Kingdom
$2.65M -$223K -17,251 -8%
Deutsche Bank
20
Deutsche Bank
Germany
$2.34M +$1.94M +150,463 +567%
SMDAM
21
Sumitomo Mitsui DS Asset Management
Japan
$2.21M +$21.4K +1,661 +1%
Goldman Sachs
22
Goldman Sachs
New York
$2.16M +$558K +43,222 +36%
PP
23
Paloma Partners
Connecticut
$2.09M +$2.04M +157,845 New
Harris Associates
24
Harris Associates
Illinois
$1.65M
WBC
25
Westpac Banking Corp
Australia
$1.58M +$1.54M +119,442 New

CSWC Hedge Fund Activity: Q2 2014 in Review

72 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q2 2014, worth a combined $301M — up 8% from $279M a quarter earlier.

Sellers outnumbered buyers: 27 funds closed out of CSWC and 17 opened new positions — a net loss of 10 holders — while 15 trimmed existing stakes and 25 added.

The largest buyer was Red Rocks Capital, adding an estimated $11.9M. The largest seller was BlackRock Fund Advisors, exiting entirely with an estimated $13M sold.

  • 72 institutional investors held Capital Southwest (CSWC) as of Q2 2014, down from 82 in Q1 2014.
  • Funds reported $301M of Capital Southwest stock for Q2 2014, up 8% quarter-over-quarter.
  • 17 funds opened new Capital Southwest positions in Q2 2014 and 27 closed out, a net change of -10 holders.
  • The largest Capital Southwest buyer in Q2 2014 was Red Rocks Capital, an estimated $11.9M added.
  • The largest Capital Southwest seller in Q2 2014 was BlackRock Fund Advisors, an estimated $13M sold.

Based on aggregated 13F filings for Q2 2014.