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Capital Southwest
CSWC

Overview Fund Activity

72 hedge funds and large institutions have $301M invested in Capital Southwest in 2014 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 25 increasing their positions, 15 reducing their positions, and 27 closing their positions.

Holders
72
Holders Change
-10
Holders Change %
-12.2%
% of All Funds
2.07%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
17
Increased
25
Reduced
15
Closed
27
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RRC
1
Red Rocks Capital
Colorado
$18.7M
2
Schroder Investment Management Group
2
Schroder Investment Management Group
United Kingdom
$13M
3
First Manhattan
3
First Manhattan
New York
$29.1M
4
Boston Partners
4
Boston Partners
Massachusetts
$6.56M
5
AR
5
Advisory Research
Illinois
$30.7M

Top Sellers

1
BFA
1
BlackRock Fund Advisors
California
$0
2
BIT
2
BlackRock Institutional Trust
California
$418K
3
State Street
3
State Street
Massachusetts
$236K
4
TCIM
4
TIAA CREF Investment Management
New York
$0
5
Northern Trust
5
Northern Trust
Illinois
$4.22M
Name Market Value Shares Shares
Change 		Shares
Change %
ZIG
1
Zuckerman Investment Group
Illinois
$45.8M 1,272,496 +132,662 +12%
AR
2
Advisory Research
Illinois
$30.7M 852,861 +152,460 +22%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$30.2M 839,701 +19,276 +2%
First Manhattan
4
First Manhattan
New York
$29.1M 807,897 +185,815 +30%
RRAM
5
River Road Asset Management
Kentucky
$27.4M 762,231 -45,526 -6%
RRC
6
Red Rocks Capital
Colorado
$18.7M 519,876 +338,912 +187%
T. Rowe Price Associates
7
T. Rowe Price Associates
Maryland
$17.6M 488,490 -2,350 -0.5%
Schroder Investment Management Group
8
Schroder Investment Management Group
United Kingdom
$13M 360,105 +224,457 +165%
U
9
UBS
Switzerland
$9.83M 272,998 +34,829 +15%
TAM
10
Third Avenue Management
New York
$7.65M 212,372 – –
Boston Partners
11
Boston Partners
Massachusetts
$6.56M 182,026 +182,026 New
Comerica Bank
12
Comerica Bank
Texas
$5.36M 148,748 +25,034 +20%
GWI
13
Grace & White Inc
New York
$4.97M 137,956 – –
Ameriprise
14
Ameriprise
Minnesota
$4.47M 124,256 -2,560 -2%
Northern Trust
15
Northern Trust
Illinois
$4.22M 117,077 -49,859 -30%
Invesco
16
Invesco
Georgia
$3.33M 92,373 +36,781 +66%
AAM
17
Advisors Asset Management
Colorado
$3M 83,189 +29,593 +55%
AI
18
Ariel Investments
Illinois
$2.9M 80,600 +18,225 +29%
BG
19
BlackRock Group
United Kingdom
$2.65M 73,601 -6,333 -8%
Deutsche Bank
20
Deutsche Bank
Germany
$2.34M 64,974 +55,236 +567%
SMDAM
21
Sumitomo Mitsui DS Asset Management
Japan
$2.22M 61,532 +610 +1%
Goldman Sachs
22
Goldman Sachs
New York
$2.16M 59,892 +15,867 +36%
PP
23
Paloma Partners
Connecticut
$2.09M 57,946 +57,946 New
Harris Associates
24
Harris Associates
Illinois
$1.65M 45,928 – –
WBC
25
Westpac Banking Corp
Australia
$1.58M 43,848 +43,848 New
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