State Street’s Capital Southwest CSWC Stock Holding History

State Street’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.91M	Buy	80,442 +11,380	+16%	+$266K	﹤0.01%	3345
2026 Q1	$1.53M	Buy	69,062 +6,555	+10%	+$148K	﹤0.01%	3376
2025 Q4	$1.38M	Buy	62,507 +11,909	+24%	+$251K	﹤0.01%	3449
2025 Q3	$1.11M	Buy	50,598 +1,374	+3%	+$31.3K	﹤0.01%	3490
2025 Q2	$1.08M	Buy	49,224 +34,889	+243%	+$718K	﹤0.01%	3471
2025 Q1	$320K	Buy	+14,335	New	+$324K	﹤0.01%	3713
2015 Q4	–	Sell	-13,021	Closed	-$226K	–	3721
2015 Q3	$226K	Hold	13,021	–	–	﹤0.01%	3455
2015 Q2	$239K	Hold	13,021	–	–	﹤0.01%	3463
2015 Q1	$222K	Buy	+13,021	New	+$217K	﹤0.01%	3479
2014 Q3	–	Sell	-17,924	Closed	-$236K	–	3688
2014 Q2	$236K	Sell	17,924 -561,405	-97%	-$7.25M	﹤0.01%	3409
2014 Q1	$7.38M	Buy	579,329 +536	+0.1%	+$6.81K	﹤0.01%	2356
2013 Q4	$7.41M	Sell	578,793 -768	-0.1%	-$9.42K	﹤0.01%	2351
2013 Q3	$7.28M	Buy	579,561 +23,756	+4%	+$308K	﹤0.01%	2297
2013 Q2	$7.04M	Buy	+555,805	New	+$6.54M	﹤0.01%	2252

Other funds holding CSWC

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

Empowered Funds Havertown, Pennsylvania $19B AUM 51.73% 1-Year Est. Return

Empirical Finance Havertown, Pennsylvania $2.41B AUM 41.48% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

State Street's CSWC Position: Q2 2026 in Review

State Street increased its Capital Southwest (CSWC) stake by 16% in Q2 2026, buying an estimated $266K and bringing the position to 80,442 shares worth $1.91M. The position accounts for ﹤0.01% of the portfolio, ranked #3345.

State Street first reported a position in CSWC in Q2 2013 and has held it in 14 quarters since. The position peaked at $7.41M in Q4 2013. 190 funds tracked by Wall St. Rank hold CSWC as of Q2 2026.

State Street held 80,442 shares of Capital Southwest worth $1.91M as of Q2 2026.
State Street bought 11,380 Capital Southwest shares in Q2 2026, an estimated $266K.
Capital Southwest made up ﹤0.01% of State Street's portfolio in Q2 2026, its #3345 holding.
State Street first reported a position in Capital Southwest in Q2 2013 and has held it in 14 quarters since.
State Street's Capital Southwest position peaked at $7.41M in Q4 2013.
190 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2026.

Based on State Street's 13F filing for Q2 2026, filed 7 Aug 2026.