State Street’s Capital Southwest CSWC Stock Holding History

State Street’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.53M	Buy	69,062 +6,555	+10%	+$148K	﹤0.01%	3376
2025 Q4	$1.38M	Buy	62,507 +11,909	+24%	+$251K	﹤0.01%	3449
2025 Q3	$1.11M	Buy	50,598 +1,374	+3%	+$31.3K	﹤0.01%	3490
2025 Q2	$1.08M	Buy	49,224 +34,889	+243%	+$718K	﹤0.01%	3471
2025 Q1	$320K	Buy	+14,335	New	+$324K	﹤0.01%	3713
2015 Q4	–	Sell	-13,021	Closed	-$226K	–	3721
2015 Q3	$226K	Hold	13,021	–	–	﹤0.01%	3455
2015 Q2	$239K	Hold	13,021	–	–	﹤0.01%	3463
2015 Q1	$222K	Buy	+13,021	New	+$217K	﹤0.01%	3479
2014 Q3	–	Sell	-17,924	Closed	-$236K	–	3688
2014 Q2	$236K	Sell	17,924 -561,405	-97%	-$7.25M	﹤0.01%	3409
2014 Q1	$7.38M	Buy	579,329 +536	+0.1%	+$6.81K	﹤0.01%	2356
2013 Q4	$7.41M	Sell	578,793 -768	-0.1%	-$9.42K	﹤0.01%	2351
2013 Q3	$7.28M	Buy	579,561 +23,756	+4%	+$308K	﹤0.01%	2297
2013 Q2	$7.04M	Buy	+555,805	New	+$6.54M	﹤0.01%	2252

Other funds holding CSWC

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Empowered Funds Havertown, Pennsylvania $15.7B AUM 34.02% 1-Year Est. Return

Empirical Finance Havertown, Pennsylvania $2.13B AUM 29.56% 1-Year Est. Return

Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

State Street's CSWC Position: Q1 2026 in Review

State Street increased its Capital Southwest (CSWC) stake by 10% in Q1 2026, buying an estimated $148K and bringing the position to 69,062 shares worth $1.53M. The position accounts for ﹤0.01% of the portfolio, ranked #3376.

State Street first reported a position in CSWC in Q2 2013 and has held it in 13 quarters since. The position peaked at $7.41M in Q4 2013. 168 funds tracked by Wall St. Rank hold CSWC as of Q1 2026.

State Street held 69,062 shares of Capital Southwest worth $1.53M as of Q1 2026.
State Street bought 6,555 Capital Southwest shares in Q1 2026, an estimated $148K.
Capital Southwest made up ﹤0.01% of State Street's portfolio in Q1 2026, its #3376 holding.
State Street first reported a position in Capital Southwest in Q2 2013 and has held it in 13 quarters since.
State Street's Capital Southwest position peaked at $7.41M in Q4 2013.
168 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2026.

Based on State Street's 13F filing for Q1 2026, filed 15 May 2026.