CSWC icon

Capital Southwest
CSWC

Overview Fund Activity

71 hedge funds and large institutions have $250M invested in Capital Southwest in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 22 reducing their positions, and 10 closing their positions.

Holders
71
Holders Change
-2
Holders Change %
-2.74%
% of All Funds
2.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
8
Increased
25
Reduced
22
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RRC
1
Red Rocks Capital
Colorado
$1.66M
2
ZIG
2
Zuckerman Investment Group
Illinois
$37.7M
3
AI
3
Ariel Investments
Illinois
$1.32M
4
SMDAM
4
Sumitomo Mitsui DS Asset Management
Japan
$933K
5
TC
5
TFS Capital
Pennsylvania
$1.09M

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$1.45M
2
BG
2
BlackRock Group
United Kingdom
$2.12M
3
BIT
3
BlackRock Institutional Trust
California
$14.1M
4
Deutsche Bank
4
Deutsche Bank
Germany
$137K
5
PCM
5
Palisade Capital Management
New Jersey
$0
Name Market Value Shares Shares
Change 		Shares
Change %
ZIG
1
Zuckerman Investment Group
Illinois
$37.7M 1,080,372 +38,774 +4%
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$28.6M 820,501 +6,177 +0.8%
RRAM
3
River Road Asset Management
Kentucky
$27.4M 786,776 +11,906 +2%
First Manhattan
4
First Manhattan
New York
$21.8M 625,656 +200 +0%
T. Rowe Price Associates
5
T. Rowe Price Associates
Maryland
$17.1M 490,240 +11,720 +2%
BIT
6
BlackRock Institutional Trust
California
$14.1M 404,287 -15,834 -4%
BFA
7
BlackRock Fund Advisors
California
$12.9M 371,215 -14,654 -4%
TAM
8
Third Avenue Management
New York
$7.93M 227,372 – –
U
9
UBS
Switzerland
$7.55M 216,365 +11,851 +6%
State Street
10
State Street
Massachusetts
$7.41M 212,479 -282 -0.1%
Northern Trust
11
Northern Trust
Illinois
$6.19M 177,460 -1,099 -0.6%
Schroder Investment Management Group
12
Schroder Investment Management Group
United Kingdom
$4.84M 138,836 -7,400 -5%
GWI
13
Grace & White Inc
New York
$4.81M 137,956 – –
Vanguard Group
14
Vanguard Group
Pennsylvania
$4.51M 129,376 +7,050 +6%
Ameriprise
15
Ameriprise
Minnesota
$4.42M 126,816 -840 -0.7%
AR
16
Advisory Research
Illinois
$3.72M 106,685 +13,154 +14%
Invesco
17
Invesco
Georgia
$2.5M 71,644 -6,638 -8%
TCIM
18
TIAA CREF Investment Management
New York
$2.32M 66,394 – –
BG
19
BlackRock Group
United Kingdom
$2.12M 60,802 -34,157 -36%
AAM
20
Advisors Asset Management
Colorado
$2.09M 59,830 +21,142 +55%
Morgan Stanley
21
Morgan Stanley
New York
$1.95M 55,826 +4,377 +9%
Harris Associates
22
Harris Associates
Illinois
$1.94M 55,528 -1,400 -2%
Bank of New York Mellon
23
Bank of New York Mellon
New York
$1.72M 49,248 +866 +2%
RRC
24
Red Rocks Capital
Colorado
$1.66M 47,500 +47,500 New
BIM
25
BlackRock Investment Management
Delaware
$1.59M 45,676 -861 -2%
1
2 3 4