BlackRock Group’s Capital Southwest CSWC Stock Holding History

BlackRock Group’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	$1.19M	Buy	73,552 +21,351	+41%	+$317K	﹤0.01%	2049
2016 Q3	$767K	Sell	52,201 -27,915	-35%	-$406K	﹤0.01%	2154
2016 Q2	$1.09M	Buy	80,116 +10,196	+15%	+$142K	﹤0.01%	1926
2016 Q1	$970K	Buy	69,920 +11,112	+19%	+$156K	﹤0.01%	1961
2015 Q4	$816K	Sell	58,808 -111,434	-65%	-$1.63M	﹤0.01%	2005
2015 Q3	$2.96M	Sell	170,242 -10,174	-6%	-$179K	﹤0.01%	1296
2015 Q2	$3.31M	Sell	180,416 -5,712	-3%	-$103K	﹤0.01%	1302
2015 Q1	$3.17M	Buy	186,128 +31,775	+21%	+$530K	﹤0.01%	1289
2014 Q4	$2.15M	Sell	154,353 -22,557	-13%	-$307K	﹤0.01%	1443
2014 Q3	$2.32M	Sell	176,910 -23,579	-12%	-$322K	﹤0.01%	1360
2014 Q2	$2.65M	Sell	200,489 -17,251	-8%	-$223K	﹤0.01%	1350
2014 Q1	$2.77M	Buy	217,740 +52,115	+31%	+$662K	﹤0.01%	1375
2013 Q4	$2.12M	Sell	165,625 -93,043	-36%	-$1.14M	﹤0.01%	1492
2013 Q3	$3.25M	Buy	258,668 +255,715	+8,659%	+$3.31M	﹤0.01%	1234
2013 Q2	$37K	Buy	+2,953	New	+$34.8K	﹤0.01%	2474

Other funds holding CSWC

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

ETC

Evercore Trust Company New York $34.6B AUM 25.41% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TAM

Third Avenue Management New York $616M AUM 45.6% 1-Year Est. Return

BlackRock Group's CSWC Position: Q4 2016 in Review

BlackRock Group increased its Capital Southwest (CSWC) stake by 41% in Q4 2016, buying an estimated $317K and bringing the position to 73,552 shares worth $1.19M. The position accounts for ﹤0.01% of the portfolio, ranked #2049.

BlackRock Group first reported a position in CSWC in Q2 2013 and has held it in 15 quarters since. The position peaked at $3.31M in Q2 2015. 45 funds tracked by Wall St. Rank hold CSWC as of Q4 2016.

BlackRock Group held 73,552 shares of Capital Southwest worth $1.19M as of Q4 2016.
BlackRock Group bought 21,351 Capital Southwest shares in Q4 2016, an estimated $317K.
Capital Southwest made up ﹤0.01% of BlackRock Group's portfolio in Q4 2016, its #2049 holding.
BlackRock Group first reported a position in Capital Southwest in Q2 2013 and has held it in 15 quarters since.
BlackRock Group's Capital Southwest position peaked at $3.31M in Q2 2015.
45 funds tracked by Wall St. Rank held Capital Southwest as of Q4 2016.

Based on BlackRock Group's 13F filing for Q4 2016, filed 10 Feb 2017.