RRAM
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River Road Asset Management’s Capital Southwest CSWC Stock Holding History

River Road Asset Management’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q2 		– Sell
-598,863
Closed -$12.6M – 166
2019
Q1 		$12.6M Sell
598,863
-172,624
-22% -$3.68M 0.28% 103
2018
Q4 		$14.8M Sell
771,487
-68,720
-8% -$1.33M 0.36% 100
2018
Q3 		$15.9M Buy
840,207
+280
+0% +$5.26K 0.33% 100
2018
Q2 		$15.2M Sell
839,927
-26,845
-3% -$468K 0.32% 105
2018
Q1 		$14.8M Sell
866,772
-688
-0.1% -$11.6K 0.3% 102
2017
Q4 		$14.4M Buy
867,460
+26,330
+3% +$448K 0.27% 99
2017
Q3 		$14.4M Sell
841,130
-31,350
-4% -$518K 0.28% 102
2017
Q2 		$14M Sell
872,480
-111,719
-11% -$1.8M 0.27% 102
2017
Q1 		$16.6M Buy
984,199
+41,165
+4% +$673K 0.31% 94
2016
Q4 		$15.2M Sell
943,034
-3,215
-0.3% -$47.8K 0.29% 99
2016
Q3 		$13.9M Buy
946,249
+14,718
+2% +$214K 0.29% 102
2016
Q2 		$12.7M Sell
931,531
-73,888
-7% -$1.03M 0.27% 98
2016
Q1 		$13.9M Buy
1,005,419
+224,592
+29% +$3.15M 0.25% 99
2015
Q4 		$10.8M Sell
780,827
-618,462
-44% -$9.06M 0.19% 107
2015
Q3 		$24.3M Sell
1,399,289
-508,067
-27% -$8.94M 0.38% 71
2015
Q2 		$35M Sell
1,907,356
-288,507
-13% -$5.2M 0.52% 63
2015
Q1 		$37.4M Sell
2,195,863
-379,164
-15% -$6.32M 0.52% 58
2014
Q4 		$35.8M Buy
2,575,027
+574,377
+29% +$7.83M 0.51% 63
2014
Q3 		$26.3M Sell
2,000,650
-75,667
-4% -$1.03M 0.37% 75
2014
Q2 		$27.4M Sell
2,076,317
-124,013
-6% -$1.6M 0.36% 81
2014
Q1 		$28M Buy
2,200,330
+57,152
+3% +$726K 0.3% 89
2013
Q4 		$27.4M Buy
2,143,178
+32,432
+2% +$398K 0.3% 93
2013
Q3 		$26.5M Sell
2,110,746
-179,659
-8% -$2.33M 0.33% 89
2013
Q2 		$29M Buy
+2,290,405
New +$27M 0.36% 87

Other funds holding CSWC

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
ZIG
Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return
MCP
Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
First Manhattan
First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return
AI
Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return
NA
Navellier & Associates Reno, Nevada $960M AUM 79.37% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

River Road Asset Management's CSWC Position: Q2 2019 in Review

River Road Asset Management sold out of Capital Southwest (CSWC) in Q2 2019, closing a stake of 598,863 shares — an estimated $12.6M sold.

River Road Asset Management first reported a position in CSWC in Q2 2013 and held it in 24 quarters. The position peaked at $37.4M in Q1 2015. 66 funds tracked by Wall St. Rank hold CSWC as of Q2 2019.

  • River Road Asset Management reported no remaining Capital Southwest position as of Q2 2019 after selling out during the quarter.
  • River Road Asset Management sold 598,863 Capital Southwest shares in Q2 2019, an estimated $12.6M.
  • River Road Asset Management first reported a position in Capital Southwest in Q2 2013 and held it in 24 quarters.
  • River Road Asset Management's Capital Southwest position peaked at $37.4M in Q1 2015.
  • 66 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2019.

Based on River Road Asset Management's 13F filing for Q2 2019, filed 12 Aug 2019.