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Capital Southwest
CSWC

Overview Fund Activity

41 hedge funds and large institutions have $165M invested in Capital Southwest in 2017 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 8 closing their positions.

Holders
41
Holders Change
-7
Holders Change %
-14.58%
% of All Funds
1.02%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
1
Increased
12
Reduced
11
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KCM
1
Kennedy Capital Management
Missouri
$6.3M
2
ZIG
2
Zuckerman Investment Group
Illinois
$23.2M
3
AAM
3
Advisors Asset Management
Colorado
$711K
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$30.9M
5
UBS Group
5
UBS Group
Switzerland
$6.39M

Top Sellers

1
ETC
1
Evercore Trust Company
New York
$0
2
CP
2
Clover Partners
Texas
$10.9M
3
MCP
3
Moab Capital Partners
New York
$27M
4
First Manhattan
4
First Manhattan
New York
$12.4M
5
RRAM
5
River Road Asset Management
Kentucky
$14.4M
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$30.9M 1,802,365 +17,524 +1%
MCP
2
Moab Capital Partners
New York
$27M 1,573,359 -53,505 -3%
ZIG
3
Zuckerman Investment Group
Illinois
$23.2M 1,356,695 +87,408 +7%
AI
4
Ariel Investments
Illinois
$16.5M 963,726 +12,058 +1%
RRAM
5
River Road Asset Management
Kentucky
$14.4M 841,130 -31,350 -4%
First Manhattan
6
First Manhattan
New York
$12.4M 725,224 -43,759 -6%
CP
7
Clover Partners
Texas
$10.9M 636,541 -59,772 -9%
UBS Group
8
UBS Group
Switzerland
$6.39M 373,194 +12,717 +4%
KCM
9
Kennedy Capital Management
Missouri
$6.3M 367,885 +323,850 +735%
TAM
10
Third Avenue Management
New York
$2.58M 150,348 – –
GWI
11
Grace & White Inc
New York
$2.27M 132,528 – –
Russell Investments Group
12
Russell Investments Group
United Kingdom
$1.93M 112,617 -2,136 -2%
CSC
13
Cove Street Capital
California
$1.85M 108,257 +12,600 +13%
New York State Common Retirement Fund
14
New York State Common Retirement Fund
New York
$1.77M 103,139 – –
Mackenzie Financial
15
Mackenzie Financial
Ontario, Canada
$732K 42,739 – –
AAM
16
Advisors Asset Management
Colorado
$711K 41,485 +30,349 +273%
SCM
17
Silver Capital Management
New York
$699K 40,813 -170 -0.4%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$516K 30,099 +2 +0%
Wells Fargo
19
Wells Fargo
California
$415K 24,216 – –
Prudential Financial
20
Prudential Financial
New Jersey
$386K 22,500 – –
WS
21
Wedbush Securities
California
$374K 21,804 – –
HK
22
Horizon Kinetics
New York
$300K 17,500 – –
BA
23
Bard Associates
Illinois
$288K 16,825 +500 +3%
SGAM
24
Steinberg Global Asset Management
Florida
$261K 15,220 -800 -5%
Brown Advisory
25
Brown Advisory
Maryland
$251K 14,648 – –
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