Capital Southwest
CSWC
41 hedge funds and large institutions have $165M invested in Capital Southwest in 2017 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 8 closing their positions.
9% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 11
3% more capital invested
Capital invested by funds: $160M → $165M (+$4.96M)
0% more funds holding in top 10
Funds holding in top 10: 3 → 3 (0)
1.99% less ownership
Funds ownership: 62.03% → 60.03% (-2%)
15% less funds holding
Funds holding: 48 → 41 (-7)
88% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 8
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
KCM
Kennedy Capital Management
St Louis,
Missouri
|
+$5.36M |
| 2 |
ZIG
Zuckerman Investment Group
Chicago,
Illinois
|
+$1.45M |
| 3 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$502K |
| 4 |
PAIM
Punch & Associates Investment Management
Edina,
Minnesota
|
+$290K |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$210K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ETC
Evercore Trust Company
New York
|
-$9.44M |
| 2 |
CP
Clover Partners
Dallas,
Texas
|
-$988K |
| 3 |
MCP
Moab Capital Partners
Southampton,
New York
|
-$885K |
| 4 |
First Manhattan
New York
|
-$724K |
| 5 |
RRAM
River Road Asset Management
Louisville,
Kentucky
|
-$518K |
CSWC Hedge Fund Activity: Q3 2017 in Review
41 of the 4,022 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q3 2017, worth a combined $165M — up 3.1% from $160M a quarter earlier.
Sellers outnumbered buyers: 8 funds closed out of CSWC and 1 opened new positions — a net loss of 7 holders — while 11 trimmed existing stakes and 12 added.
The largest buyer was Kennedy Capital Management, adding an estimated $5.36M. The largest seller was Evercore Trust Company, exiting entirely with an estimated $9.44M sold.
- 41 institutional investors held Capital Southwest (CSWC) as of Q3 2017, down from 48 in Q2 2017.
- Funds reported $165M of Capital Southwest stock for Q3 2017, up 3.1% quarter-over-quarter.
- 1 fund opened new Capital Southwest positions in Q3 2017 and 8 closed out, a net change of -7 holders.
- The largest Capital Southwest buyer in Q3 2017 was Kennedy Capital Management, an estimated $5.36M added.
- The largest Capital Southwest seller in Q3 2017 was Evercore Trust Company, an estimated $9.44M sold.
Based on aggregated 13F filings for Q3 2017.