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Capital Southwest

101 hedge funds and large institutions have $140M invested in Capital Southwest in 2022 Q2 according to their latest regulatory filings, with 21 funds opening new positions, 43 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 9

115% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 20

13% more funds holding

Funds holding: 89101 (+12)

4.49% more ownership

Funds ownership: 26.17%30.66% (+4.5%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

6% less capital invested

Capital invested by funds: $149M → $140M (-$8.56M)

42% less call options, than puts

Call options by funds: $1.27M | Put options by funds: $2.18M

Holders
101
Holders Change
+12
Holders Change %
+13.48%
% of All Funds
1.7%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
21
Increased
43
Reduced
20
Closed
9
Calls
$1.27M
Puts
$2.18M
Net Calls
-$908K
Net Calls Change
-$1.62M
Name Holding Trade Value Shares
Change
Change in
Stake
Millennium Management
1
Millennium Management
New York
$13.9M +$13.4M +610,502 +421%
SMH
2
Sanders Morris Harris
Texas
$13.2M -$494K -22,420 -3%
ZIG
3
Zuckerman Investment Group
Illinois
$11.9M +$1.02M +46,339 +8%
PAIM
4
Punch & Associates Investment Management
Minnesota
$9.64M +$147K +6,691 +1%
First Manhattan
5
First Manhattan
New York
$8M -$44.8K -2,036 -0.5%
SIS
6
Sound Income Strategies
Florida
$7.04M +$185K +8,410 +2%
VanEck Associates
7
VanEck Associates
New York
$6.78M -$4.95M -225,099 -38%
Marshall Wace
8
Marshall Wace
United Kingdom
$5.81M +$5.06M +229,896 +269%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$5.43M +$2.54M +115,300 +64%
Two Sigma Investments
10
Two Sigma Investments
New York
$4.79M +$2M +90,984 +54%
Citadel Advisors
11
Citadel Advisors
Florida
$3.63M +$3.95M +179,339 +1,021%
AAM
12
Advisors Asset Management
Colorado
$3.44M -$207K -9,385 -5%
BlackRock
13
BlackRock
New York
$2.92M +$468K +21,262 +15%
Legal & General Group
14
Legal & General Group
United Kingdom
$2.58M +$270K +12,273 +10%
HWAM
15
Hennion & Walsh Asset Management
New Jersey
$2.51M +$336K +15,252 +13%
GWI
16
Grace & White Inc
New York
$2.38M +$195K +8,871 +7%
MCM
17
Moerus Capital Management
New York
$2.32M -$43.3K -1,966 -2%
MCM
18
McKinley Capital Management
Alaska
$2.24M +$26.7K +1,213 +1%
CIM
19
Confluence Investment Management
Missouri
$1.99M +$13.1K +594 +0.6%
SPF
20
Steven Patrick Farmer
$1.99M +$2.38M +108,185 New
Goldman Sachs
21
Goldman Sachs
New York
$1.74M +$2.08M +94,665 New
LPL Financial
22
LPL Financial
California
$1.57M +$696K +31,601 +59%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$1.52M +$277K +12,574 +18%
TA
24
Tectonic Advisors
Texas
$1.48M +$489K +22,212 +38%
Ameriprise
25
Ameriprise
Minnesota
$1.13M +$156K +7,077 +13%

CSWC Hedge Fund Activity: Q2 2022 in Review

101 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q2 2022, worth a combined $140M — down 5.8% from $149M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new CSWC positions and 9 closed out — a net gain of 12 holders — while 43 added to existing stakes and 20 trimmed.

The largest buyer was Millennium Management, adding an estimated $13.4M. The largest seller was VanEck Associates, cutting an estimated $4.95M.

  • 101 institutional investors held Capital Southwest (CSWC) as of Q2 2022, up from 89 in Q1 2022.
  • Funds reported $140M of Capital Southwest stock for Q2 2022, down 5.8% quarter-over-quarter.
  • 21 funds opened new Capital Southwest positions in Q2 2022 and 9 closed out, a net change of +12 holders.
  • The largest Capital Southwest buyer in Q2 2022 was Millennium Management, an estimated $13.4M added.
  • The largest Capital Southwest seller in Q2 2022 was VanEck Associates, an estimated $4.95M sold.

Based on aggregated 13F filings for Q2 2022.