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Capital Southwest
CSWC

Overview Fund Activity

101 hedge funds and large institutions have $140M invested in Capital Southwest in 2022 Q2 according to their latest regulatory filings, with 21 funds opening new positions, 43 increasing their positions, 20 reducing their positions, and 9 closing their positions.

Holders
101
Holders Change
+12
Holders Change %
+13.48%
% of All Funds
1.71%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
21
Increased
43
Reduced
20
Closed
9
Calls
$1.27M
Puts
$2.18M
Net Calls
-$908K
Net Calls Change
-$1.62M

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$13.9M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$5.81M
3
Citadel Advisors
3
Citadel Advisors
Florida
$3.63M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$5.43M
5
SPF
5
Steven Patrick Farmer
$1.99M

Top Sellers

1
VanEck Associates
1
VanEck Associates
New York
$6.78M
2
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
2
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$0
3
QC
3
Quadrature Capital
United Kingdom
$0
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$285K
5
SMH
5
Sanders Morris Harris
Texas
$13.2M
Name Market Value Shares Shares
Change 		Shares
Change %
Millennium Management
1
Millennium Management
New York
$13.9M 755,686 +610,502 +421%
SMH
2
Sanders Morris Harris
Texas
$13.2M 715,239 -22,420 -3%
ZIG
3
Zuckerman Investment Group
Illinois
$11.9M 648,454 +46,339 +8%
PAIM
4
Punch & Associates Investment Management
Minnesota
$9.64M 523,315 +6,691 +1%
First Manhattan
5
First Manhattan
New York
$8M 434,435 -2,036 -0.5%
SIS
6
Sound Income Strategies
Florida
$7.04M 382,212 +8,410 +2%
VanEck Associates
7
VanEck Associates
New York
$6.78M 367,869 -225,099 -38%
Marshall Wace
8
Marshall Wace
United Kingdom
$5.81M 315,456 +229,896 +269%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$5.43M 294,600 +115,300 +64%
Two Sigma Investments
10
Two Sigma Investments
New York
$4.8M 260,299 +90,984 +54%
Citadel Advisors
11
Citadel Advisors
Florida
$3.63M 196,897 +179,339 +1,021%
AAM
12
Advisors Asset Management
Colorado
$3.45M 187,034 -9,385 -5%
BlackRock
13
BlackRock
New York
$2.92M 158,603 +21,262 +15%
Legal & General Group
14
Legal & General Group
United Kingdom
$2.58M 140,274 +12,273 +10%
HWAM
15
Hennion & Walsh Asset Management
New Jersey
$2.51M 136,029 +15,252 +13%
GWI
16
Grace & White Inc
New York
$2.39M 129,471 +8,871 +7%
MCM
17
Moerus Capital Management
New York
$2.32M 125,820 -1,966 -2%
MCM
18
McKinley Capital Management
Alaska
$2.24M 121,777 +1,213 +1%
CIM
19
Confluence Investment Management
Missouri
$1.99M 108,185 +594 +0.6%
SPF
20
Steven Patrick Farmer
$1.99M 108,185 +108,185 New
Goldman Sachs
21
Goldman Sachs
New York
$1.74M 94,665 +94,665 New
LPL Financial
22
LPL Financial
California
$1.57M 85,384 +31,601 +59%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$1.52M 82,760 +12,574 +18%
TA
24
Tectonic Advisors
Texas
$1.48M 80,577 +22,212 +38%
Ameriprise
25
Ameriprise
Minnesota
$1.13M 61,674 +7,077 +13%
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