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Capital Southwest

63 hedge funds and large institutions have $193M invested in Capital Southwest in 2019 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 9

8% more capital invested

Capital invested by funds: $178M → $193M (+$14.4M)

0% more funds holding

Funds holding: 6363 (0)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

5% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 20

1.29% less ownership

Funds ownership: 54.45%53.15% (-1.3%)

Holders
63
Holders Change
Holders Change %
0%
% of All Funds
1.36%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
10
Increased
19
Reduced
20
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAIM
1
Punch & Associates Investment Management
Minnesota
$31.5M -$1.96M -91,962 -6%
ZIG
2
Zuckerman Investment Group
Illinois
$29.7M -$117K -5,497 -0.4%
MCP
3
Moab Capital Partners
New York
$20.6M -$1.67M -78,529 -7%
SMH
4
Sanders Morris Harris
Texas
$19.2M +$1.95M +91,705 +11%
AI
5
Ariel Investments
Illinois
$14.4M -$4.24M -199,248 -23%
First Manhattan
6
First Manhattan
New York
$13.4M -$236K -11,092 -2%
RRAM
7
River Road Asset Management
Kentucky
$12.6M -$3.68M -172,624 -22%
UBS Group
8
UBS Group
Switzerland
$6.51M +$630K +29,578 +11%
Arrowstreet Capital
9
Arrowstreet Capital
Massachusetts
$4.19M +$2.67M +125,469 +170%
AAM
10
Advisors Asset Management
Colorado
$3.58M +$283K +13,284 +8%
NA
11
Navellier & Associates
Nevada
$2.98M +$1.73M +81,102 +134%
MCM
12
Moerus Capital Management
New York
$2.95M
GWI
13
Grace & White Inc
New York
$2.56M -$85.2K -4,000 -3%
CIM
14
Confluence Investment Management
Missouri
$2.43M +$33.3K +1,564 +1%
RJA
15
Raymond James & Associates
Florida
$2.35M -$777K -36,490 -25%
CI
16
Cavalier Investments
Georgia
$2.04M +$1.07M +50,200 +107%
AG
17
Advisor Group
Arizona
$1.81M +$1.75M +82,108 +2,108%
BCM
18
Brasada Capital Management
Texas
$1.57M +$1.59M +74,737 New
BlackRock
19
BlackRock
New York
$1.57M +$1.59M +74,664 New
HH
20
Hilltop Holdings
Texas
$1.29M -$42.6K -2,000 -3%
BRWA
21
B. Riley Wealth Advisors
Florida
$1.23M -$589K -27,663 -32%
Northern Trust
22
Northern Trust
Illinois
$1.1M -$48.6K -2,283 -4%
Grantham, Mayo, Van Otterloo & Co (GMO)
23
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$1.08M +$1.09M +51,200 New
AR
24
Advisory Research
Illinois
$986K -$57.6K -2,704 -5%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$922K +$179K +8,395 +24%

CSWC Hedge Fund Activity: Q1 2019 in Review

63 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q1 2019, worth a combined $193M — up 8.1% from $178M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new CSWC positions and 9 closed out — a net gain of 1 holder — while 19 added to existing stakes and 20 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $2.67M. The largest seller was Ariel Investments, cutting an estimated $4.24M.

  • 63 institutional investors held Capital Southwest (CSWC) as of Q1 2019, unchanged from Q4 2018.
  • Funds reported $193M of Capital Southwest stock for Q1 2019, up 8.1% quarter-over-quarter.
  • 10 funds opened new Capital Southwest positions in Q1 2019 and 9 closed out, a net change of +1 holder.
  • The largest Capital Southwest buyer in Q1 2019 was Arrowstreet Capital, an estimated $2.67M added.
  • The largest Capital Southwest seller in Q1 2019 was Ariel Investments, an estimated $4.24M sold.

Based on aggregated 13F filings for Q1 2019.