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Capital Southwest
CSWC

Overview Fund Activity

41 hedge funds and large institutions have $152M invested in Capital Southwest in 2017 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 5 closing their positions.

Holders
41
Holders Change
–
Holders Change %
0%
% of All Funds
0.93%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
5
Increased
12
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BRWA
1
B. Riley Wealth Advisors
Florida
$1.32M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$31M
3
KCM
3
Kennedy Capital Management
Missouri
$7.29M
4
AI
4
Ariel Investments
Illinois
$16.7M
5
AAM
5
Advisors Asset Management
Colorado
$1.23M

Top Sellers

1
CP
1
Clover Partners
Texas
$0
2
Russell Investments Group
2
Russell Investments Group
United Kingdom
$204K
3
Mackenzie Financial
3
Mackenzie Financial
Ontario, Canada
$0
4
UBS Group
4
UBS Group
Switzerland
$5.59M
5
CSC
5
Cove Street Capital
California
$1.65M
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$31M 1,875,980 +73,615 +4%
MCP
2
Moab Capital Partners
New York
$26M 1,572,259 -1,100 -0.1%
ZIG
3
Zuckerman Investment Group
Illinois
$22.9M 1,380,941 +24,246 +2%
AI
4
Ariel Investments
Illinois
$16.7M 1,008,803 +45,077 +5%
RRAM
5
River Road Asset Management
Kentucky
$14.4M 867,460 +26,330 +3%
First Manhattan
6
First Manhattan
New York
$11.9M 719,070 -6,154 -0.8%
KCM
7
Kennedy Capital Management
Missouri
$7.29M 440,646 +72,761 +20%
UBS Group
8
UBS Group
Switzerland
$5.59M 337,840 -35,354 -9%
TAM
9
Third Avenue Management
New York
$2.49M 150,348 – –
GWI
10
Grace & White Inc
New York
$2.19M 132,528 – –
New York State Common Retirement Fund
11
New York State Common Retirement Fund
New York
$1.71M 103,139 – –
CSC
12
Cove Street Capital
California
$1.65M 99,757 -8,500 -8%
BRWA
13
B. Riley Wealth Advisors
Florida
$1.32M 79,399 +79,399 New
AAM
14
Advisors Asset Management
Colorado
$1.23M 74,377 +32,892 +79%
SCM
15
Silver Capital Management
New York
$676K 40,813 – –
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$481K 29,056 -1,043 -3%
Wells Fargo
17
Wells Fargo
California
$397K 23,995 -221 -0.9%
Prudential Financial
18
Prudential Financial
New Jersey
$382K 23,100 +600 +3%
WS
19
Wedbush Securities
California
$379K 22,904 +1,100 +5%
HK
20
Horizon Kinetics
New York
$289K 17,500 – –
BA
21
Bard Associates
Illinois
$274K 16,575 -250 -1%
OAM
22
Oxford Asset Management
United Kingdom
$272K 16,171 +16,171 New
SGAM
23
Steinberg Global Asset Management
Florida
$265K 16,020 +800 +5%
Brown Advisory
24
Brown Advisory
Maryland
$242K 14,648 – –
JPMorgan Chase & Co
25
JPMorgan Chase & Co
New York
$214K 12,941 -952 -7%
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