Capital Southwest
CSWC
41 hedge funds and large institutions have $152M invested in Capital Southwest in 2017 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 5 closing their positions.
33% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 9
0% more funds holding
Funds holding: 41 → 41 (0)
0% more funds holding in top 10
Funds holding in top 10: 3 → 3 (0)
0% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 5
2.83% less ownership
Funds ownership: 60.03% → 57.2% (-2.8%)
8% less capital invested
Capital invested by funds: $165M → $152M (-$13M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BRWA
B. Riley Wealth Advisors
Boca Raton,
Florida
|
+$1.35M |
| 2 |
PAIM
Punch & Associates Investment Management
Edina,
Minnesota
|
+$1.25M |
| 3 |
KCM
Kennedy Capital Management
St Louis,
Missouri
|
+$1.24M |
| 4 |
AI
Ariel Investments
Chicago,
Illinois
|
+$768K |
| 5 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$560K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CP
Clover Partners
Dallas,
Texas
|
-$10.9M |
| 2 |
Russell Investments Group
London,
United Kingdom
|
-$1.71M |
| 3 |
Mackenzie Financial
Toronto Ontario,
Ontario, Canada
|
-$732K |
| 4 |
UBS Group
Zurich,
Switzerland
|
-$602K |
| 5 |
CSC
Cove Street Capital
El Segundo,
California
|
-$145K |
CSWC Hedge Fund Activity: Q4 2017 in Review
41 of the 4,419 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q4 2017, worth a combined $152M — down 7.9% from $165M a quarter earlier.
Fund positioning in CSWC was balanced in Q4 2017: 5 funds opened new positions, 5 closed out, 12 added to existing stakes and 9 trimmed.
The largest buyer was B. Riley Wealth Advisors, opening a new position worth an estimated $1.35M. The largest seller was Clover Partners, exiting entirely with an estimated $10.9M sold.
- 41 institutional investors held Capital Southwest (CSWC) as of Q4 2017, unchanged from Q3 2017.
- Funds reported $152M of Capital Southwest stock for Q4 2017, down 7.9% quarter-over-quarter.
- 5 funds opened new Capital Southwest positions in Q4 2017 and 5 closed out, a net change of 0 holders.
- The largest Capital Southwest buyer in Q4 2017 was B. Riley Wealth Advisors, an estimated $1.35M added.
- The largest Capital Southwest seller in Q4 2017 was Clover Partners, an estimated $10.9M sold.
Based on aggregated 13F filings for Q4 2017.