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Capital Southwest

48 hedge funds and large institutions have $160M invested in Capital Southwest in 2017 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

45% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 11

12% more funds holding

Funds holding: 4348 (+5)

0.81% less ownership

Funds ownership: 62.84%62.03% (-0.81%)

6% less capital invested

Capital invested by funds: $170M → $160M (-$10M)

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

Holders
48
Holders Change
+5
Holders Change %
+11.63%
% of All Funds
1.2%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.07%
New
8
Increased
16
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAIM
1
Punch & Associates Investment Management
Minnesota
$28.7M +$1.28M +79,522 +5%
MCP
2
Moab Capital Partners
New York
$26.2M -$54.7K -3,388 -0.2%
ZIG
3
Zuckerman Investment Group
Illinois
$20.4M +$123K +7,624 +0.6%
AI
4
Ariel Investments
Illinois
$15.3M -$16.9K -1,045 -0.1%
RRAM
5
River Road Asset Management
Kentucky
$14M -$1.8M -111,719 -11%
First Manhattan
6
First Manhattan
New York
$12.4M -$269K -16,663 -2%
CP
7
Clover Partners
Texas
$11.2M
ETC
8
Evercore Trust Company
New York
$9.44M -$165K -10,244 -2%
UBS Group
9
UBS Group
Switzerland
$5.8M -$159K -9,842 -3%
TAM
10
Third Avenue Management
New York
$2.42M
GWI
11
Grace & White Inc
New York
$2.13M
Russell Investments Group
12
Russell Investments Group
United Kingdom
$1.85M +$31.3K +1,937 +2%
New York State Common Retirement Fund
13
New York State Common Retirement Fund
New York
$1.66M +$182K +11,299 +12%
CSC
14
Cove Street Capital
California
$1.54M +$134K +8,300 +10%
KCM
15
Kennedy Capital Management
Missouri
$708K +$507K +31,428 +249%
Mackenzie Financial
16
Mackenzie Financial
Ontario, Canada
$687K +$118K +7,282 +21%
SCM
17
Silver Capital Management
New York
$659K -$71.9K -4,455 -10%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$484K +$32 +2 +0%
Wells Fargo
19
Wells Fargo
California
$389K +$59.7K +3,696 +18%
Prudential Financial
20
Prudential Financial
New Jersey
$362K +$35.5K +2,200 +11%
WS
21
Wedbush Securities
California
$351K +$75.9K +4,700 +27%
Geode Capital Management
22
Geode Capital Management
Massachusetts
$292K +$48.6K +3,009 +20%
HK
23
Horizon Kinetics
New York
$281K -$3.23K -200 -1%
BA
24
Bard Associates
Illinois
$263K +$264K +16,325 New
SGAM
25
Steinberg Global Asset Management
Florida
$258K +$19.4K +1,200 +8%

CSWC Hedge Fund Activity: Q2 2017 in Review

48 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q2 2017, worth a combined $160M — down 5.9% from $170M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new CSWC positions and 3 closed out — a net gain of 5 holders — while 16 added to existing stakes and 11 trimmed.

The largest buyer was Punch & Associates Investment Management, adding an estimated $1.28M. The largest seller was Ameriprise, exiting entirely with an estimated $1.88M sold.

  • 48 institutional investors held Capital Southwest (CSWC) as of Q2 2017, up from 43 in Q1 2017.
  • Funds reported $160M of Capital Southwest stock for Q2 2017, down 5.9% quarter-over-quarter.
  • 8 funds opened new Capital Southwest positions in Q2 2017 and 3 closed out, a net change of +5 holders.
  • The largest Capital Southwest buyer in Q2 2017 was Punch & Associates Investment Management, an estimated $1.28M added.
  • The largest Capital Southwest seller in Q2 2017 was Ameriprise, an estimated $1.88M sold.

Based on aggregated 13F filings for Q2 2017.