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Capital Southwest
CSWC

Overview Fund Activity

48 hedge funds and large institutions have $160M invested in Capital Southwest in 2017 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 3 closing their positions.

Holders
48
Holders Change
+5
Holders Change %
+11.63%
% of All Funds
1.2%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.07%
New
8
Increased
16
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$28.7M
2
KCM
2
Kennedy Capital Management
Missouri
$708K
3
BA
3
Bard Associates
Illinois
$263K
4
New York State Common Retirement Fund
4
New York State Common Retirement Fund
New York
$1.66M
5
TC
5
TFS Capital
Pennsylvania
$179K

Top Sellers

1
Ameriprise
1
Ameriprise
Minnesota
$0
2
RRAM
2
River Road Asset Management
Kentucky
$14M
3
KACA
3
Kayne Anderson Capital Advisors
California
$0
4
First Manhattan
4
First Manhattan
New York
$12.4M
5
ETC
5
Evercore Trust Company
New York
$9.44M
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$28.7M 1,784,841 +79,522 +5%
MCP
2
Moab Capital Partners
New York
$26.2M 1,626,864 -3,388 -0.2%
ZIG
3
Zuckerman Investment Group
Illinois
$20.4M 1,269,287 +7,624 +0.6%
AI
4
Ariel Investments
Illinois
$15.3M 951,668 -1,045 -0.1%
RRAM
5
River Road Asset Management
Kentucky
$14M 872,480 -111,719 -11%
First Manhattan
6
First Manhattan
New York
$12.4M 768,983 -16,663 -2%
CP
7
Clover Partners
Texas
$11.2M 696,313 – –
ETC
8
Evercore Trust Company
New York
$9.44M 587,190 -10,244 -2%
UBS Group
9
UBS Group
Switzerland
$5.8M 360,477 -9,842 -3%
TAM
10
Third Avenue Management
New York
$2.42M 150,348 – –
GWI
11
Grace & White Inc
New York
$2.13M 132,528 – –
Russell Investments Group
12
Russell Investments Group
United Kingdom
$1.85M 114,753 +1,937 +2%
New York State Common Retirement Fund
13
New York State Common Retirement Fund
New York
$1.66M 103,139 +11,299 +12%
CSC
14
Cove Street Capital
California
$1.54M 95,657 +8,300 +10%
KCM
15
Kennedy Capital Management
Missouri
$708K 44,035 +31,428 +249%
Mackenzie Financial
16
Mackenzie Financial
Ontario, Canada
$687K 42,739 +7,282 +21%
SCM
17
Silver Capital Management
New York
$659K 40,983 -4,455 -10%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$484K 30,097 +2 +0%
Wells Fargo
19
Wells Fargo
California
$389K 24,216 +3,696 +18%
Prudential Financial
20
Prudential Financial
New Jersey
$362K 22,500 +2,200 +11%
WS
21
Wedbush Securities
California
$351K 21,804 +4,700 +27%
Geode Capital Management
22
Geode Capital Management
Massachusetts
$292K 18,203 +3,009 +20%
HK
23
Horizon Kinetics
New York
$281K 17,500 -200 -1%
BA
24
Bard Associates
Illinois
$263K 16,325 +16,325 New
SGAM
25
Steinberg Global Asset Management
Florida
$258K 16,020 +1,200 +8%
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