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Capital Southwest
CSWC

Overview Fund Activity

59 hedge funds and large institutions have $377M invested in Capital Southwest in 2015 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 27 reducing their positions, and 11 closing their positions.

Holders
59
Holders Change
-4
Holders Change %
-6.35%
% of All Funds
1.65%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.2%
New
8
Increased
9
Reduced
27
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NM
1
Newtyn Management
New York
$13.4M
2
GCM
2
Greywolf Capital Management
New York
$21.1M
3
UBS Group
3
UBS Group
Switzerland
$12.6M
4
VanEck Associates
4
VanEck Associates
New York
$2.24M
5
Artisan Partners
5
Artisan Partners
Wisconsin
$11.4M

Top Sellers

1
RRAM
1
River Road Asset Management
Kentucky
$24.3M
2
Comerica Bank
2
Comerica Bank
Texas
$8.73M
3
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$0
4
AR
4
Advisory Research
Illinois
$24.8M
5
Morgan Stanley
5
Morgan Stanley
New York
$6.69M
Name Market Value Shares Shares
Change 		Shares
Change %
MCP
1
Moab Capital Partners
New York
$69.6M 1,468,662 +17,373 +1%
First Manhattan
2
First Manhattan
New York
$44.7M 943,059 -2,960 -0.3%
CP
3
Clover Partners
Texas
$31.3M 661,058 +12,615 +2%
AR
4
Advisory Research
Illinois
$24.8M 523,252 -92,757 -15%
RRAM
5
River Road Asset Management
Kentucky
$24.3M 513,689 -186,515 -27%
ICM
6
ISZO Capital Management
New York
$24.1M 509,137 +15,639 +3%
ZIG
7
Zuckerman Investment Group
Illinois
$24.1M 1,384,830 -50,939 -4%
GCM
8
Greywolf Capital Management
New York
$21.1M 445,710 +251,608 +130%
NM
9
Newtyn Management
New York
$13.4M 282,477 +282,477 New
UBS Group
10
UBS Group
Switzerland
$12.6M 265,473 +113,654 +75%
Artisan Partners
11
Artisan Partners
Wisconsin
$11.4M 241,078 +38,214 +19%
Comerica Bank
12
Comerica Bank
Texas
$8.73M 184,193 -176,333 -49%
Lazard Asset Management
13
Lazard Asset Management
New York
$8.02M 169,240 -32,503 -16%
TAM
14
Third Avenue Management
New York
$7.13M 150,348 – –
Morgan Stanley
15
Morgan Stanley
New York
$6.69M 141,154 -64,777 -31%
GWI
16
Grace & White Inc
New York
$6.28M 132,528 -2,000 -1%
BP
17
Bandera Partners
New York
$5.26M 111,000 – –
AI
18
Ariel Investments
Illinois
$4.22M 89,000 -12,500 -12%
Ameriprise
19
Ameriprise
Minnesota
$3.17M 66,778 -40,518 -38%
BG
20
BlackRock Group
United Kingdom
$2.96M 62,497 -3,735 -6%
Invesco
21
Invesco
Georgia
$2.73M 57,631 -2,048 -3%
VanEck Associates
22
VanEck Associates
New York
$2.24M 47,336 +47,336 New
BC
23
Beaconlight Capital
New York
$2.23M 47,141 +1,500 +3%
RFC
24
Russell Frank Company
Washington
$1.25M 26,305 +26,305 New
AAM
25
Advisors Asset Management
Colorado
$1.16M 24,494 -1,076 -4%
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