Capital Southwest
CSWC
59 hedge funds and large institutions have $378M invested in Capital Southwest in 2015 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 27 reducing their positions, and 11 closing their positions.
17% more funds holding in top 10
Funds holding in top 10: 6 → 7 (+1)
6% less funds holding
Funds holding: 63 → 59 (-4)
15% less capital invested
Capital invested by funds: $446M → $378M (-$68.7M)
27% less first-time investments, than exits
New positions opened: 8 | Existing positions closed: 11
67% less repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 27
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NM
Newtyn Management
New York
|
+$13.5M |
| 2 |
GCM
Greywolf Capital Management
Purchase,
New York
|
+$12.1M |
| 3 |
UBS Group
Zurich,
Switzerland
|
+$5.45M |
| 4 |
VanEck Associates
New York
|
+$2.27M |
| 5 |
Artisan Partners
Milwaukee,
Wisconsin
|
+$1.83M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RRAM
River Road Asset Management
Louisville,
Kentucky
|
-$8.94M |
| 2 |
Comerica Bank
Dallas,
Texas
|
-$8.45M |
| 3 |
Bank of Montreal
Toronto,
Ontario, Canada
|
-$7.34M |
| 4 |
AR
Advisory Research
Chicago,
Illinois
|
-$4.45M |
| 5 |
Morgan Stanley
New York
|
-$3.11M |
CSWC Hedge Fund Activity: Q3 2015 in Review
59 of the 3,590 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q3 2015, worth a combined $378M — down 15% from $446M a quarter earlier.
Sellers outnumbered buyers: 11 funds closed out of CSWC and 8 opened new positions — a net loss of 3 holders — while 27 trimmed existing stakes and 9 added.
The largest buyer was Newtyn Management, opening a new position worth an estimated $13.5M. The largest seller was River Road Asset Management, cutting an estimated $8.94M.
- 59 institutional investors held Capital Southwest (CSWC) as of Q3 2015, down from 63 in Q2 2015.
- Funds reported $378M of Capital Southwest stock for Q3 2015, down 15% quarter-over-quarter.
- 8 funds opened new Capital Southwest positions in Q3 2015 and 11 closed out, a net change of -3 holders.
- The largest Capital Southwest buyer in Q3 2015 was Newtyn Management, an estimated $13.5M added.
- The largest Capital Southwest seller in Q3 2015 was River Road Asset Management, an estimated $8.94M sold.
Based on aggregated 13F filings for Q3 2015.