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Advisory Research’s Capital Southwest CSWC Stock Holding History

Advisory Research’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q4 		– Sell
-32,716
Closed -$749K – 368
2023
Q3 		$749K Sell
32,716
-4,097
-11% -$88.7K 0.1% 225
2023
Q2 		$726K Sell
36,813
-5,626
-13% -$104K 0.09% 244
2023
Q1 		$755K Buy
42,439
+5,973
+16% +$110K 0.12% 198
2022
Q4 		$624K Buy
36,466
+520
+1% +$9.3K 0.06% 222
2022
Q3 		$609K Buy
35,946
+8,961
+33% +$173K 0.06% 217
2022
Q2 		$497K Buy
26,985
+2,331
+9% +$51.3K 0.05% 232
2022
Q1 		$585K Hold
24,654
– – 0.05% 234
2021
Q4 		$623K Sell
24,654
-2,666
-10% -$71.2K 0.05% 236
2021
Q3 		$688K Sell
27,320
-93
-0.3% -$2.42K 0.04% 227
2021
Q2 		$637K Sell
27,413
-2,557
-9% -$63.4K 0.04% 249
2021
Q1 		$664K Sell
29,970
-17,211
-36% -$351K 0.05% 245
2020
Q4 		$837K Sell
47,181
-17,205
-27% -$271K 0.06% 211
2020
Q3 		$905K Sell
64,386
-6,994
-10% -$98.3K 0.09% 186
2020
Q2 		$962K Buy
71,380
+3,306
+5% +$42.7K 0.09% 174
2020
Q1 		$777K Buy
68,074
+15,020
+28% +$272K 0.05% 150
2019
Q4 		$1.1M Sell
53,054
-3,732
-7% -$80.8K 0.05% 180
2019
Q3 		$1.24M Buy
56,786
+13,870
+32% +$299K 0.06% 170
2019
Q2 		$899K Sell
42,916
-3,954
-8% -$85.9K 0.02% 263
2019
Q1 		$986K Sell
46,870
-2,704
-5% -$57.6K 0.02% 245
2018
Q4 		$953K Buy
49,574
+1,564
+3% +$30.2K 0.02% 242
2018
Q3 		$911K Buy
+48,010
New +$901K 0.01% 264
2015
Q4 		– Sell
-1,425,338
Closed -$24.8M – 280
2015
Q3 		$24.8M Sell
1,425,338
-252,671
-15% -$4.45M 0.35% 78
2015
Q2 		$30.8M Buy
1,678,009
+52,307
+3% +$943K 0.35% 80
2015
Q1 		$27.7M Sell
1,625,702
-872,413
-35% -$14.5M 0.3% 81
2014
Q4 		$34.8M Sell
2,498,115
-57,305
-2% -$781K 0.36% 74
2014
Q3 		$33.6M Buy
2,555,420
+232,227
+10% +$3.17M 0.32% 76
2014
Q2 		$30.7M Buy
2,323,193
+415,301
+22% +$5.36M 0.28% 83
2014
Q1 		$24.3M Buy
1,907,892
+1,617,282
+557% +$20.5M 0.25% 91
2013
Q4 		$3.72M Buy
290,610
+35,832
+14% +$440K 0.04% 171
2013
Q3 		$3.2M Buy
254,778
+5,815
+2% +$75.3K 0.03% 178
2013
Q2 		$3.15M Buy
+248,963
New +$2.93M 0.04% 181

Other funds holding CSWC

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
MW
Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return
ZIG
Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
BPA
Beacon Pointe Advisors Newport Beach, California $18.9B AUM 18.9% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
First Manhattan
First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Advisory Research's CSWC Position: Q4 2023 in Review

Advisory Research sold out of Capital Southwest (CSWC) in Q4 2023, closing a stake of 32,716 shares — an estimated $749K sold.

Advisory Research first reported a position in CSWC in Q2 2013 and held it in 31 quarters. The position peaked at $34.8M in Q4 2014. 136 funds tracked by Wall St. Rank hold CSWC as of Q4 2023.

  • Advisory Research reported no remaining Capital Southwest position as of Q4 2023 after selling out during the quarter.
  • Advisory Research sold 32,716 Capital Southwest shares in Q4 2023, an estimated $749K.
  • Advisory Research first reported a position in Capital Southwest in Q2 2013 and held it in 31 quarters.
  • Advisory Research's Capital Southwest position peaked at $34.8M in Q4 2014.
  • 136 funds tracked by Wall St. Rank held Capital Southwest as of Q4 2023.

Based on Advisory Research's 13F filing for Q4 2023, filed 13 Feb 2024.