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Capital Southwest
CSWC

Overview Fund Activity

80 hedge funds and large institutions have $132M invested in Capital Southwest in 2021 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 23 increasing their positions, 29 reducing their positions, and 8 closing their positions.

Holders
80
Holders Change
+6
Holders Change %
+8.11%
% of All Funds
1.41%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
15
Increased
23
Reduced
29
Closed
8
Calls
$2.42M
Puts
$1.37M
Net Calls
+$1.05M
Net Calls Change
+$1.05M

Top Buyers

1
SIS
1
Sound Income Strategies
Florida
$8.61M
2
HWAM
2
Hennion & Walsh Asset Management
New Jersey
$2.6M
3
Creative Planning
3
Creative Planning
Kansas
$1.85M
4
VanEck Associates
4
VanEck Associates
New York
$7.73M
5
Ameriprise
5
Ameriprise
Minnesota
$1.35M

Top Sellers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$13.4M
2
AM
2
Ares Management
California
$1.4M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$378K
4
AI
4
Ariel Investments
Illinois
$685K
5
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$2.32M
Name Market Value Shares Shares
Change 		Shares
Change %
SMH
1
Sanders Morris Harris
Texas
$18.2M 823,517 -42,200 -5%
ZIG
2
Zuckerman Investment Group
Illinois
$18.1M 818,630 -27,758 -3%
PAIM
3
Punch & Associates Investment Management
Minnesota
$13.4M 603,657 -280,960 -32%
First Manhattan
4
First Manhattan
New York
$10.1M 456,667 -16,123 -3%
SIS
5
Sound Income Strategies
Florida
$8.61M 388,752 +386,944 +21,402%
VanEck Associates
6
VanEck Associates
New York
$7.73M 348,926 +70,550 +25%
AAM
7
Advisors Asset Management
Colorado
$3.28M 147,944 +6,197 +4%
MCM
8
Moerus Capital Management
New York
$2.99M 135,074 +17,602 +15%
GWI
9
Grace & White Inc
New York
$2.99M 134,800 – –
Legal & General Group
10
Legal & General Group
United Kingdom
$2.86M 128,753 +1,373 +1%
HWAM
11
Hennion & Walsh Asset Management
New Jersey
$2.6M 117,375 +117,375 New
BlackRock
12
BlackRock
New York
$2.56M 115,340 +1,065 +0.9%
CIM
13
Confluence Investment Management
Missouri
$2.35M 106,044 -26,552 -20%
Arrowstreet Capital
14
Arrowstreet Capital
Massachusetts
$2.32M 104,748 -51,768 -33%
Creative Planning
15
Creative Planning
Kansas
$1.85M 83,350 +83,350 New
Millennium Management
16
Millennium Management
New York
$1.8M 81,340 -34,387 -30%
QC
17
Quadrature Capital
United Kingdom
$1.54M 69,186 +8,559 +14%
Two Sigma Investments
18
Two Sigma Investments
New York
$1.46M 65,775 -15,226 -19%
AM
19
Ares Management
California
$1.4M 63,104 -194,606 -76%
Morgan Stanley
20
Morgan Stanley
New York
$1.39M 62,607 +23,077 +58%
Ameriprise
21
Ameriprise
Minnesota
$1.35M 61,036 +61,036 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1.28M 57,592 +5,484 +11%
BRWA
23
B. Riley Wealth Advisors
Florida
$1.25M 56,450 +512 +0.9%
LCWP
24
Legacy Capital Wealth Partners
Arkansas
$1.2M 54,138 +94 +0.2%
Bank of America
25
Bank of America
North Carolina
$1.07M 48,130 +48,130 New
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