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Capital Southwest
CSWC

Overview Fund Activity

40 hedge funds and large institutions have $155M invested in Capital Southwest in 2018 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 13 reducing their positions, and 7 closing their positions.

Holders
40
Holders Change
-1
Holders Change %
-2.44%
% of All Funds
0.92%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
6
Increased
7
Reduced
13
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$1.21M
2
HH
2
Hilltop Holdings
Texas
$724K
3
Northern Trust
3
Northern Trust
Illinois
$464K
4
GIM
4
Greenwich Investment Management
Connecticut
$298K
5
AAM
5
Advisors Asset Management
Colorado
$1.51M

Top Sellers

1
KCM
1
Kennedy Capital Management
Missouri
$5.83M
2
UBS Group
2
UBS Group
Switzerland
$5.03M
3
AI
3
Ariel Investments
Illinois
$16.9M
4
OAM
4
Oxford Asset Management
United Kingdom
$0
5
SGAM
5
Steinberg Global Asset Management
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$31.9M 1,871,615 -4,365 -0.2%
MCP
2
Moab Capital Partners
New York
$26.7M 1,570,259 -2,000 -0.1%
ZIG
3
Zuckerman Investment Group
Illinois
$23.6M 1,386,192 +5,251 +0.4%
AI
4
Ariel Investments
Illinois
$16.9M 991,723 -17,080 -2%
RRAM
5
River Road Asset Management
Kentucky
$14.8M 866,772 -688 -0.1%
First Manhattan
6
First Manhattan
New York
$12.2M 714,419 -4,651 -0.6%
KCM
7
Kennedy Capital Management
Missouri
$5.83M 342,415 -98,231 -22%
UBS Group
8
UBS Group
Switzerland
$5.03M 295,668 -42,172 -12%
TAM
9
Third Avenue Management
New York
$2.56M 150,348 – –
GWI
10
Grace & White Inc
New York
$2.26M 132,528 – –
New York State Common Retirement Fund
11
New York State Common Retirement Fund
New York
$1.76M 103,139 – –
CSC
12
Cove Street Capital
California
$1.66M 97,357 -2,400 -2%
AAM
13
Advisors Asset Management
Colorado
$1.51M 87,491 +13,114 +18%
BRWA
14
B. Riley Wealth Advisors
Florida
$1.49M 87,402 +8,003 +10%
RJA
15
Raymond James & Associates
Florida
$1.21M 70,795 +70,795 New
HH
16
Hilltop Holdings
Texas
$724K 42,550 +42,550 New
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$495K 29,058 +2 +0%
Northern Trust
18
Northern Trust
Illinois
$464K 27,289 +27,289 New
Prudential Financial
19
Prudential Financial
New Jersey
$426K 25,000 +1,900 +8%
WS
20
Wedbush Securities
California
$356K 20,904 -2,000 -9%
GIM
21
Greenwich Investment Management
Connecticut
$298K 17,500 +17,500 New
HK
22
Horizon Kinetics
New York
$297K 17,500 – –
BA
23
Bard Associates
Illinois
$282K 16,575 – –
Brown Advisory
24
Brown Advisory
Maryland
$249K 14,648 – –
Wells Fargo
25
Wells Fargo
California
$223K 13,105 -10,890 -45%
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