Northern Trust
CSWC icon

Northern Trust’s Capital Southwest CSWC Stock Holding History

Northern Trust’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$590K Sell
26,651
-20,566
-44% -$466K ﹤0.01% 3544
2025
Q4 		$1.05M Sell
47,217
-3,026
-6% -$63.9K ﹤0.01% 3354
2025
Q3 		$1.1M Buy
50,243
+4,553
+10% +$104K ﹤0.01% 3361
2025
Q2 		$1.01M Buy
45,690
+33,858
+286% +$697K ﹤0.01% 3392
2025
Q1 		$264K Sell
11,832
-17,550
-60% -$396K ﹤0.01% 3839
2024
Q4 		$641K Buy
29,382
+5,055
+21% +$119K ﹤0.01% 3565
2024
Q3 		$615K Buy
+24,327
New +$616K ﹤0.01% 3523
2023
Q4 		– Sell
-13,975
Closed -$320K – 4488
2023
Q3 		$320K Buy
+13,975
New +$303K ﹤0.01% 3643
2020
Q2 		– Sell
-42,152
Closed -$482K – 4268
2020
Q1 		$482K Buy
42,152
+34
+0.1% +$615 ﹤0.01% 3461
2019
Q4 		$877K Buy
42,118
+34
+0.1% +$736 ﹤0.01% 3435
2019
Q3 		$917K Sell
42,084
-10,175
-19% -$219K ﹤0.01% 3416
2019
Q2 		$1.09M Sell
52,259
-30
-0.1% -$652 ﹤0.01% 3330
2019
Q1 		$1.1M Sell
52,289
-2,283
-4% -$48.6K ﹤0.01% 3328
2018
Q4 		$1.05M Sell
54,572
-16,939
-24% -$327K ﹤0.01% 3350
2018
Q3 		$1.36M Sell
71,511
-52,700
-42% -$990K ﹤0.01% 3375
2018
Q2 		$2.25M Buy
124,211
+96,922
+355% +$1.69M ﹤0.01% 3145
2018
Q1 		$464K Buy
+27,289
New +$460K ﹤0.01% 3594
2015
Q4 		– Sell
-13,865
Closed -$241K – 4288
2015
Q3 		$241K Sell
13,865
-47,076
-77% -$828K ﹤0.01% 3681
2015
Q2 		$1.12M Buy
60,941
+16,507
+37% +$297K ﹤0.01% 3306
2015
Q1 		$757K Buy
44,434
+2,185
+5% +$36.4K ﹤0.01% 3491
2014
Q4 		$589K Buy
42,249
+12,713
+43% +$173K ﹤0.01% 3508
2014
Q3 		$388K Sell
29,536
-289,382
-91% -$3.95M ﹤0.01% 3633
2014
Q2 		$4.22M Sell
318,918
-135,816
-30% -$1.75M ﹤0.01% 2634
2014
Q1 		$5.8M Sell
454,734
-28,667
-6% -$364K ﹤0.01% 2459
2013
Q4 		$6.19M Sell
483,401
-2,994
-0.6% -$36.7K ﹤0.01% 2407
2013
Q3 		$6.11M Buy
486,395
+16,156
+3% +$209K ﹤0.01% 2368
2013
Q2 		$5.95M Buy
+470,239
New +$5.54M ﹤0.01% 2296

Other funds holding CSWC

Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
EF
Empowered Funds Havertown, Pennsylvania $15.7B AUM 34.02% 1-Year Est. Return
EF
Empirical Finance Havertown, Pennsylvania $2.13B AUM 29.56% 1-Year Est. Return
MW
Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Northern Trust's CSWC Position: Q1 2026 in Review

Northern Trust reduced its Capital Southwest (CSWC) stake by 44% in Q1 2026, selling an estimated $466K and leaving 26,651 shares worth $590K. The position accounts for ﹤0.01% of the portfolio, ranked #3544.

Northern Trust first reported a position in CSWC in Q2 2013 and has held it in 27 quarters since. The position peaked at $6.19M in Q4 2013. 168 funds tracked by Wall St. Rank hold CSWC as of Q1 2026.

  • Northern Trust held 26,651 shares of Capital Southwest worth $590K as of Q1 2026.
  • Northern Trust sold 20,566 Capital Southwest shares in Q1 2026, an estimated $466K.
  • Capital Southwest made up ﹤0.01% of Northern Trust's portfolio in Q1 2026, its #3544 holding.
  • Northern Trust first reported a position in Capital Southwest in Q2 2013 and has held it in 27 quarters since.
  • Northern Trust's Capital Southwest position peaked at $6.19M in Q4 2013.
  • 168 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2026.

Based on Northern Trust's 13F filing for Q1 2026, filed 14 May 2026.