EF
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Empirical Finance’s Capital Southwest CSWC Stock Holding History

Empirical Finance’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$12.5M Sell
525,500
-93,366
-15% -$2.18M 0.52% 39
2026
Q1 		$13.7M Buy
+618,866
New +$14M 0.64% 29

Other funds holding CSWC

VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
EF
Empowered Funds Havertown, Pennsylvania $19B AUM 51.73% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Empirical Finance's CSWC Position: Q2 2026 in Review

Empirical Finance reduced its Capital Southwest (CSWC) stake by 15% in Q2 2026, selling an estimated $2.18M and leaving 525,500 shares worth $12.5M. The position accounts for 0.52% of the portfolio, ranked #39.

Empirical Finance first reported a position in CSWC in Q1 2026 and has held it in 2 quarters since. The position peaked at $13.7M in Q1 2026. 190 funds tracked by Wall St. Rank hold CSWC as of Q2 2026.

  • Empirical Finance held 525,500 shares of Capital Southwest worth $12.5M as of Q2 2026.
  • Empirical Finance sold 93,366 Capital Southwest shares in Q2 2026, an estimated $2.18M.
  • Capital Southwest made up 0.52% of Empirical Finance's portfolio in Q2 2026, its #39 holding.
  • Empirical Finance first reported a position in Capital Southwest in Q1 2026 and has held it in 2 quarters since.
  • Empirical Finance's Capital Southwest position peaked at $13.7M in Q1 2026.
  • 190 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2026.

Based on Empirical Finance's 13F filing for Q2 2026, filed 14 Aug 2026.