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Capital Southwest
CSWC

Overview Fund Activity

80 hedge funds and large institutions have $161M invested in Capital Southwest in 2019 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 22 increasing their positions, 23 reducing their positions, and 8 closing their positions.

Holders
80
Holders Change
+11
Holders Change %
+15.94%
% of All Funds
1.58%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.06%
New
21
Increased
22
Reduced
23
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$3.73M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$3.15M
3
Millennium Management
3
Millennium Management
New York
$6.81M
4
SMH
4
Sanders Morris Harris
Texas
$19.2M
5
VEA
5
Virtus ETF Advisers
New York
$3.36M

Top Sellers

1
MCP
1
Moab Capital Partners
New York
$5.34M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$25.7M
3
AI
3
Ariel Investments
Illinois
$3.36M
4
OAM
4
Oxford Asset Management
United Kingdom
$0
5
NA
5
Navellier & Associates
Nevada
$2.52M
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$25.7M 1,236,304 -228,711 -16%
ZIG
2
Zuckerman Investment Group
Illinois
$23.3M 1,118,861 -15,772 -1%
SMH
3
Sanders Morris Harris
Texas
$19.2M 914,017 +46,914 +5%
First Manhattan
4
First Manhattan
New York
$12.8M 613,791 -8,689 -1%
Millennium Management
5
Millennium Management
New York
$6.81M 327,006 +95,464 +41%
UBS Group
6
UBS Group
Switzerland
$5.98M 287,202 -14,449 -5%
MCP
7
Moab Capital Partners
New York
$5.34M 256,362 -510,204 -67%
Arrowstreet Capital
8
Arrowstreet Capital
Massachusetts
$5.01M 240,852 +18,958 +9%
VanEck Associates
9
VanEck Associates
New York
$3.73M 179,332 +179,332 New
VEA
10
Virtus ETF Advisers
New York
$3.36M 161,564 +40,493 +33%
AI
11
Ariel Investments
Illinois
$3.36M 161,240 -67,057 -29%
Marshall Wace
12
Marshall Wace
United Kingdom
$3.15M 151,233 +151,233 New
AAM
13
Advisors Asset Management
Colorado
$2.93M 140,635 -11,212 -7%
MCM
14
Moerus Capital Management
New York
$2.92M 140,248 – –
Creative Planning
15
Creative Planning
Kansas
$2.69M 129,391 +317 +0.2%
GWI
16
Grace & White Inc
New York
$2.53M 121,615 – –
NA
17
Navellier & Associates
Nevada
$2.52M 121,181 -49,142 -29%
CIM
18
Confluence Investment Management
Missouri
$2.42M 115,715 -1,121 -1%
Legal & General Group
19
Legal & General Group
United Kingdom
$2.01M 96,634 +7,247 +8%
BCM
20
Brasada Capital Management
Texas
$1.98M 95,216 +6,628 +7%
BlackRock
21
BlackRock
New York
$1.91M 91,661 +4,059 +5%
Two Sigma Advisers
22
Two Sigma Advisers
New York
$1.5M 71,900 +27,300 +61%
CI
23
Cavalier Investments
Georgia
$1.23M 59,200 -38,000 -39%
BRWA
24
B. Riley Wealth Advisors
Florida
$1.19M 57,293 -276 -0.5%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$1.17M 56,407 +2,226 +4%
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