Capital Southwest
CSWC
48 hedge funds and large institutions have $170M invested in Capital Southwest in 2018 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 4 closing their positions.
125% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 4
12% more funds holding
Funds holding: 43 → 48 (+5)
3% more capital invested
Capital invested by funds: $165M → $170M (+$4.59M)
0% more funds holding in top 10
Funds holding in top 10: 3 → 3 (0)
1.7% less ownership
Funds ownership: 56.45% → 54.75% (-1.7%)
31% less repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 16
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$1.36M |
| 2 |
SMH
Sanders Morris Harris
Houston,
Texas
|
+$1.11M |
| 3 |
KCM
Kennedy Capital Management
St Louis,
Missouri
|
+$1.02M |
| 4 |
ZIG
Zuckerman Investment Group
Chicago,
Illinois
|
+$932K |
| 5 |
AR
Advisory Research
Chicago,
Illinois
|
+$901K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MCP
Moab Capital Partners
Southampton,
New York
|
-$5.72M |
| 2 |
PAIM
Punch & Associates Investment Management
Edina,
Minnesota
|
-$2.71M |
| 3 |
Northern Trust
Chicago,
Illinois
|
-$990K |
| 4 |
AI
Ariel Investments
Chicago,
Illinois
|
-$340K |
| 5 |
BRWA
B. Riley Wealth Advisors
Boca Raton,
Florida
|
-$274K |
CSWC Hedge Fund Activity: Q3 2018 in Review
48 of the 4,391 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q3 2018, worth a combined $170M — up 2.8% from $165M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new CSWC positions and 4 closed out — a net gain of 5 holders — while 11 added to existing stakes and 16 trimmed.
The largest buyer was Raymond James & Associates, adding an estimated $1.36M. The largest seller was Moab Capital Partners, cutting an estimated $5.72M.
- 48 institutional investors held Capital Southwest (CSWC) as of Q3 2018, up from 43 in Q2 2018.
- Funds reported $170M of Capital Southwest stock for Q3 2018, up 2.8% quarter-over-quarter.
- 9 funds opened new Capital Southwest positions in Q3 2018 and 4 closed out, a net change of +5 holders.
- The largest Capital Southwest buyer in Q3 2018 was Raymond James & Associates, an estimated $1.36M added.
- The largest Capital Southwest seller in Q3 2018 was Moab Capital Partners, an estimated $5.72M sold.
Based on aggregated 13F filings for Q3 2018.