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Capital Southwest
CSWC

Overview Fund Activity

48 hedge funds and large institutions have $170M invested in Capital Southwest in 2018 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 17 reducing their positions, and 4 closing their positions.

Holders
48
Holders Change
+5
Holders Change %
+11.63%
% of All Funds
1.1%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
9
Increased
10
Reduced
17
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$2.83M
2
SMH
2
Sanders Morris Harris
Texas
$1.12M
3
KCM
3
Kennedy Capital Management
Missouri
$7.42M
4
ZIG
4
Zuckerman Investment Group
Illinois
$27.6M
5
AR
5
Advisory Research
Illinois
$911K

Top Sellers

1
MCP
1
Moab Capital Partners
New York
$23M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$32.2M
3
Northern Trust
3
Northern Trust
Illinois
$1.36M
4
AI
4
Ariel Investments
Illinois
$19.4M
5
BRWA
5
B. Riley Wealth Advisors
Florida
$1.62M
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$32.2M 1,694,113 -144,554 -8%
ZIG
2
Zuckerman Investment Group
Illinois
$27.6M 1,454,960 +49,659 +4%
MCP
3
Moab Capital Partners
New York
$23M 1,210,885 -304,770 -20%
AI
4
Ariel Investments
Illinois
$19.4M 1,021,415 -18,100 -2%
RRAM
5
River Road Asset Management
Kentucky
$15.9M 840,207 +280 +0%
First Manhattan
6
First Manhattan
New York
$12.8M 675,232 -6,626 -1%
KCM
7
Kennedy Capital Management
Missouri
$7.42M 390,781 +54,312 +16%
UBS Group
8
UBS Group
Switzerland
$5.9M 311,015 -6,164 -2%
RJA
9
Raymond James & Associates
Florida
$2.83M 149,251 +72,392 +94%
TAM
10
Third Avenue Management
New York
$2.67M 140,574 -9,774 -7%
AAM
11
Advisors Asset Management
Colorado
$2.62M 138,147 +18,629 +16%
GWI
12
Grace & White Inc
New York
$2.43M 127,900 -4,628 -3%
New York State Common Retirement Fund
13
New York State Common Retirement Fund
New York
$2.15M 113,239 – –
BRWA
14
B. Riley Wealth Advisors
Florida
$1.62M 85,556 -14,604 -15%
Northern Trust
15
Northern Trust
Illinois
$1.36M 71,511 -52,700 -42%
SMH
16
Sanders Morris Harris
Texas
$1.12M 59,100 +59,100 New
HH
17
Hilltop Holdings
Texas
$1.05M 55,500 +200 +0.4%
AR
18
Advisory Research
Illinois
$911K 48,010 +48,010 New
SMDAM
19
Sumitomo Mitsui DS Asset Management
Japan
$842K 44,403 +44,403 New
Arrowstreet Capital
20
Arrowstreet Capital
Massachusetts
$550K 28,977 +28,977 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$546K 28,788 -272 -0.9%
Prudential Financial
22
Prudential Financial
New Jersey
$506K 26,700 – –
Wells Fargo
23
Wells Fargo
California
$376K 19,806 +1 +0%
BA
24
Bard Associates
Illinois
$368K 19,375 – –
HK
25
Horizon Kinetics
New York
$367K 19,300 – –
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