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Capital Southwest
CSWC

Overview Fund Activity

82 hedge funds and large institutions have $279M invested in Capital Southwest in 2014 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 28 increasing their positions, 27 reducing their positions, and 3 closing their positions.

Holders
82
Holders Change
+11
Holders Change %
+15.49%
% of All Funds
2.37%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
14
Increased
28
Reduced
27
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AR
1
Advisory Research
Illinois
$24.3M
2
RRC
2
Red Rocks Capital
Colorado
$6.28M
3
Comerica Bank
3
Comerica Bank
Texas
$4.3M
4
ZIG
4
Zuckerman Investment Group
Illinois
$39.6M
5
SMDAM
5
Sumitomo Mitsui DS Asset Management
Japan
$2.12M

Top Sellers

1
Vanguard Group
1
Vanguard Group
Pennsylvania
$1.1M
2
BIT
2
BlackRock Institutional Trust
California
$11.9M
3
Morgan Stanley
3
Morgan Stanley
New York
$564K
4
Invesco
4
Invesco
Georgia
$1.93M
5
TC
5
TFS Capital
Pennsylvania
$542K
Name Market Value Shares Shares
Change 		Shares
Change %
ZIG
1
Zuckerman Investment Group
Illinois
$39.6M 1,139,834 +59,462 +6%
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$28.5M 820,425 -76 -0%
RRAM
3
River Road Asset Management
Kentucky
$28M 807,757 +20,981 +3%
AR
4
Advisory Research
Illinois
$24.3M 700,401 +593,716 +557%
First Manhattan
5
First Manhattan
New York
$21.6M 622,082 -3,574 -0.6%
T. Rowe Price Associates
6
T. Rowe Price Associates
Maryland
$17M 490,840 +600 +0.1%
BFA
7
BlackRock Fund Advisors
California
$13M 373,035 +1,820 +0.5%
BIT
8
BlackRock Institutional Trust
California
$11.9M 342,976 -61,311 -15%
U
9
UBS
Switzerland
$8.27M 238,169 +21,804 +10%
State Street
10
State Street
Massachusetts
$7.38M 212,676 +197 +0.1%
TAM
11
Third Avenue Management
New York
$7.37M 212,372 -15,000 -7%
RRC
12
Red Rocks Capital
Colorado
$6.28M 180,964 +133,464 +281%
Northern Trust
13
Northern Trust
Illinois
$5.8M 166,936 -10,524 -6%
GWI
14
Grace & White Inc
New York
$4.79M 137,956 – –
Schroder Investment Management Group
15
Schroder Investment Management Group
United Kingdom
$4.71M 135,648 -3,188 -2%
Ameriprise
16
Ameriprise
Minnesota
$4.4M 126,816 – –
Comerica Bank
17
Comerica Bank
Texas
$4.3M 123,714 +123,714 New
BG
18
BlackRock Group
United Kingdom
$2.78M 79,934 +19,132 +31%
TCIM
19
TIAA CREF Investment Management
New York
$2.23M 64,194 -2,200 -3%
AI
20
Ariel Investments
Illinois
$2.17M 62,375 +24,600 +65%
SMDAM
21
Sumitomo Mitsui DS Asset Management
Japan
$2.12M 60,922 +34,142 +127%
Invesco
22
Invesco
Georgia
$1.93M 55,592 -16,052 -22%
AAM
23
Advisors Asset Management
Colorado
$1.86M 53,596 -6,234 -10%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$1.66M 47,712 -1,536 -3%
BIM
25
BlackRock Investment Management
Delaware
$1.61M 46,317 +641 +1%
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