Sumitomo Mitsui DS Asset Management’s Capital Southwest CSWC Stock Holding History

Sumitomo Mitsui DS Asset Management’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-42,578	Closed	-$895K	–	738
2019 Q1	$895K	Sell	42,578 -2,581	-6%	-$55K	0.01%	546
2018 Q4	$867K	Buy	45,159 +756	+2%	+$14.6K	0.02%	497
2018 Q3	$842K	Buy	+44,403	New	+$834K	0.01%	566
2015 Q4	–	Sell	-48,139	Closed	-$837K	–	708
2015 Q3	$837K	Hold	48,139	–	–	0.03%	457
2015 Q2	$882K	Hold	48,139	–	–	0.03%	475
2015 Q1	$820K	Sell	48,139 -22,990	-32%	-$383K	0.02%	520
2014 Q4	$989K	Sell	71,129 -99,535	-58%	-$1.36M	0.03%	470
2014 Q3	$2.24M	Buy	170,664 +3,051	+2%	+$41.6K	0.07%	270
2014 Q2	$2.21M	Buy	167,613 +1,661	+1%	+$21.4K	0.06%	287
2014 Q1	$2.12M	Buy	165,952 +93,003	+127%	+$1.18M	0.06%	280
2013 Q4	$933K	Buy	+72,949	New	+$895K	0.03%	527

Other funds holding CSWC

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Navellier & Associates Reno, Nevada $960M AUM 79.37% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Sumitomo Mitsui DS Asset Management's CSWC Position: Q2 2019 in Review

Sumitomo Mitsui DS Asset Management sold out of Capital Southwest (CSWC) in Q2 2019, closing a stake of 42,578 shares — an estimated $895K sold.

Sumitomo Mitsui DS Asset Management first reported a position in CSWC in Q4 2013 and held it in 11 quarters. The position peaked at $2.24M in Q3 2014. 66 funds tracked by Wall St. Rank hold CSWC as of Q2 2019.

Sumitomo Mitsui DS Asset Management reported no remaining Capital Southwest position as of Q2 2019 after selling out during the quarter.
Sumitomo Mitsui DS Asset Management sold 42,578 Capital Southwest shares in Q2 2019, an estimated $895K.
Sumitomo Mitsui DS Asset Management first reported a position in Capital Southwest in Q4 2013 and held it in 11 quarters.
Sumitomo Mitsui DS Asset Management's Capital Southwest position peaked at $2.24M in Q3 2014.
66 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2019.

Based on Sumitomo Mitsui DS Asset Management's 13F filing for Q2 2019, filed 13 Aug 2019.