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Ariel Investments’s Capital Southwest CSWC Stock Holding History

Ariel Investments’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q2 		– Sell
-30,928
Closed -$685K – 117
2021
Q1 		$685K Sell
30,928
-65,670
-68% -$1.34M 0.01% 123
2020
Q4 		$1.72M Sell
96,598
-59,555
-38% -$937K 0.02% 122
2020
Q3 		$2.19M Hold
156,153
– – 0.03% 121
2020
Q2 		$2.1M Buy
156,153
+6,164
+4% +$79.6K 0.03% 129
2020
Q1 		$1.71M Sell
149,989
-11,251
-7% -$204K 0.03% 134
2019
Q4 		$3.35M Sell
161,240
-67,057
-29% -$1.45M 0.04% 121
2019
Q3 		$4.98M Sell
228,297
-372,959
-62% -$8.05M 0.07% 114
2019
Q2 		$12.6M Sell
601,256
-81,300
-12% -$1.77M 0.16% 96
2019
Q1 		$14.4M Sell
682,556
-199,248
-23% -$4.24M 0.18% 99
2018
Q4 		$16.9M Sell
881,804
-139,611
-14% -$2.69M 0.24% 90
2018
Q3 		$19.4M Sell
1,021,415
-18,100
-2% -$340K 0.21% 94
2018
Q2 		$18.8M Buy
1,039,515
+47,792
+5% +$834K 0.21% 95
2018
Q1 		$16.9M Sell
991,723
-17,080
-2% -$288K 0.19% 95
2017
Q4 		$16.7M Buy
1,008,803
+45,077
+5% +$768K 0.19% 97
2017
Q3 		$16.5M Buy
963,726
+12,058
+1% +$199K 0.19% 96
2017
Q2 		$15.3M Sell
951,668
-1,045
-0.1% -$16.9K 0.18% 95
2017
Q1 		$16.1M Buy
952,713
+12,914
+1% +$211K 0.19% 97
2016
Q4 		$15.2M Buy
939,799
+92,531
+11% +$1.37M 0.18% 97
2016
Q3 		$12.5M Buy
847,268
+242,987
+40% +$3.54M 0.15% 105
2016
Q2 		$8.26M Buy
604,281
+356,181
+144% +$4.95M 0.1% 119
2016
Q1 		$3.44M Buy
248,100
+159,100
+179% +$2.23M 0.04% 159
2015
Q4 		$1.24M Sell
89,000
-153,436
-63% -$2.25M 0.01% 180
2015
Q3 		$4.22M Sell
242,436
-34,050
-12% -$599K 0.05% 156
2015
Q2 		$5.07M Sell
276,486
-19,754
-7% -$356K 0.06% 152
2015
Q1 		$5.05M Sell
296,240
-46,984
-14% -$783K 0.06% 153
2014
Q4 		$4.78M Buy
343,224
+110,594
+48% +$1.51M 0.06% 150
2014
Q3 		$3.06M Buy
232,630
+13,076
+6% +$178K 0.04% 160
2014
Q2 		$2.9M Buy
219,554
+49,644
+29% +$641K 0.04% 166
2014
Q1 		$2.17M Buy
169,910
+67,011
+65% +$851K 0.03% 170
2013
Q4 		$1.32M Buy
+102,899
New +$1.26M 0.02% 168

Other funds holding CSWC

SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
ZIG
Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
First Manhattan
First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
HWAM
Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return
MCM
Moerus Capital Management New York $271M AUM 58.78% 1-Year Est. Return

Ariel Investments's CSWC Position: Q2 2021 in Review

Ariel Investments sold out of Capital Southwest (CSWC) in Q2 2021, closing a stake of 30,928 shares — an estimated $685K sold.

Ariel Investments first reported a position in CSWC in Q4 2013 and held it in 30 quarters. The position peaked at $19.4M in Q3 2018. 91 funds tracked by Wall St. Rank hold CSWC as of Q2 2021.

  • Ariel Investments reported no remaining Capital Southwest position as of Q2 2021 after selling out during the quarter.
  • Ariel Investments sold 30,928 Capital Southwest shares in Q2 2021, an estimated $685K.
  • Ariel Investments first reported a position in Capital Southwest in Q4 2013 and held it in 30 quarters.
  • Ariel Investments's Capital Southwest position peaked at $19.4M in Q3 2018.
  • 91 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2021.

Based on Ariel Investments's 13F filing for Q2 2021, filed 13 Aug 2021.