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Capital Southwest
CSWC

Overview Fund Activity

51 hedge funds and large institutions have $137M invested in Capital Southwest in 2015 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 19 closing their positions.

Holders
51
Holders Change
-8
Holders Change %
-13.56%
% of All Funds
1.34%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.16%
New
11
Increased
15
Reduced
9
Closed
19
Calls
$9.44M
Puts
–
Net Calls
+$9.44M
Net Calls Change
+$9.44M

Top Buyers

1
ETC
1
Evercore Trust Company
New York
$15.4M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$11.1M
3
RRAM
3
River Road Asset Management
Kentucky
$10.8M
4
DCM
4
Dialectic Capital Management
Connecticut
$2.85M
5
MCP
5
Moab Capital Partners
New York
$21.6M

Top Sellers

1
AR
1
Advisory Research
Illinois
$0
2
ICM
2
ISZO Capital Management
New York
$0
3
NM
3
Newtyn Management
New York
$0
4
Comerica Bank
4
Comerica Bank
Texas
$0
5
Lazard Asset Management
5
Lazard Asset Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
MCP
1
Moab Capital Partners
New York
$21.6M 1,558,332 +89,670 +6%
ZIG
2
Zuckerman Investment Group
Illinois
$19.7M 1,416,054 +31,224 +2%
ETC
3
Evercore Trust Company
New York
$15.4M 1,108,545 +1,108,545 New
First Manhattan
4
First Manhattan
New York
$13.3M 955,559 +12,500 +1%
PAIM
5
Punch & Associates Investment Management
Minnesota
$11.1M 797,190 +797,190 New
RRAM
6
River Road Asset Management
Kentucky
$10.8M 780,827 +267,138 +52%
CP
7
Clover Partners
Texas
$9.18M 661,058 – –
GCM
8
Greywolf Capital Management
New York
$6.19M 445,710 – –
UBS Group
9
UBS Group
Switzerland
$3.73M 268,995 +3,522 +1%
DCM
10
Dialectic Capital Management
Connecticut
$2.85M 205,327 +205,327 New
Artisan Partners
11
Artisan Partners
Wisconsin
$2.8M 202,008 -39,070 -16%
Morgan Stanley
12
Morgan Stanley
New York
$2.13M 153,745 +12,591 +9%
TAM
13
Third Avenue Management
New York
$2.09M 150,348 – –
GWI
14
Grace & White Inc
New York
$1.84M 132,528 – –
GCP
15
GSA Capital Partners
United Kingdom
$1.75M 126,374 +88,797 +236%
Invesco
16
Invesco
Georgia
$1.71M 123,538 +65,907 +114%
RFC
17
Russell Frank Company
Washington
$1.57M 113,479 +87,174 +331%
AI
18
Ariel Investments
Illinois
$1.24M 89,000 – –
BP
19
Bandera Partners
New York
$1.06M 76,343 -34,657 -31%
Ameriprise
20
Ameriprise
Minnesota
$927K 66,778 – –
Barclays
21
Barclays
United Kingdom
$857K 65,890 +65,890 New
BG
22
BlackRock Group
United Kingdom
$816K 58,808 -3,689 -6%
Two Sigma Investments
23
Two Sigma Investments
New York
$684K 49,300 +49,300 New
WT
24
Whittier Trust
California
$444K 32,000 +32,000 New
SAM
25
Silverback Asset Management
North Carolina
$347K 25,000 +10,904 +77%
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