Capital Southwest
CSWC
51 hedge funds and large institutions have $137M invested in Capital Southwest in 2015 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 3 increasing their positions, 37 reducing their positions, and 19 closing their positions.
14% less funds holding
Funds holding: 59 → 51 (-8)
14% less funds holding in top 10
Funds holding in top 10: 7 → 6 (-1)
42% less first-time investments, than exits
New positions opened: 11 | Existing positions closed: 19
64% less capital invested
Capital invested by funds: $378M → $137M (-$240M)
92% less repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 37
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ETC
Evercore Trust Company
New York
|
+$16.2M |
| 2 |
PAIM
Punch & Associates Investment Management
Edina,
Minnesota
|
+$11.7M |
| 3 |
DCM
Dialectic Capital Management
Norwalk,
Connecticut
|
+$3.01M |
| 4 |
Barclays
London,
United Kingdom
|
+$965K |
| 5 |
Two Sigma Investments
New York
|
+$722K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MCP
Moab Capital Partners
Southampton,
New York
|
-$35.8M |
| 2 |
ZIG
Zuckerman Investment Group
Chicago,
Illinois
|
-$34.5M |
| 3 |
AR
Advisory Research
Chicago,
Illinois
|
-$24.8M |
| 4 |
ICM
ISZO Capital Management
New York
|
-$24.1M |
| 5 |
First Manhattan
New York
|
-$23.6M |
CSWC Hedge Fund Activity: Q4 2015 in Review
51 of the 3,824 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q4 2015, worth a combined $137M — down 64% from $378M a quarter earlier.
Sellers outnumbered buyers: 19 funds closed out of CSWC and 11 opened new positions — a net loss of 8 holders — while 37 trimmed existing stakes and 3 added.
The largest buyer was Evercore Trust Company, opening a new position worth an estimated $16.2M. The largest seller was Moab Capital Partners, cutting an estimated $35.8M.
- 51 institutional investors held Capital Southwest (CSWC) as of Q4 2015, down from 59 in Q3 2015.
- Funds reported $137M of Capital Southwest stock for Q4 2015, down 64% quarter-over-quarter.
- 11 funds opened new Capital Southwest positions in Q4 2015 and 19 closed out, a net change of -8 holders.
- The largest Capital Southwest buyer in Q4 2015 was Evercore Trust Company, an estimated $16.2M added.
- The largest Capital Southwest seller in Q4 2015 was Moab Capital Partners, an estimated $35.8M sold.
Based on aggregated 13F filings for Q4 2015.