Dialectic Capital Management’s Capital Southwest CSWC Stock Holding History

Dialectic Capital Management’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-61,843	Closed	-$858K	–	105
2016 Q1	$858K	Sell	61,843 -143,484	-70%	-$2.01M	0.4%	63
2015 Q4	$2.85M	Buy	+205,327	New	+$3.01M	0.82%	30

Other funds holding CSWC

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

Punch & Associates Investment Management Edina, Minnesota $2.02B AUM 40.6% 1-Year Est. Return

Zuckerman Investment Group Chicago, Illinois $1.18B AUM 22.58% 1-Year Est. Return

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

First Manhattan

First Manhattan New York $39.2B AUM 21.04% 1-Year Est. Return

Evercore Trust Company New York $34.6B AUM 25.41% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

Ariel Investments Chicago, Illinois $10B AUM 42.59% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Third Avenue Management New York $625M AUM 48.93% 1-Year Est. Return

Dialectic Capital Management's CSWC Position: Q2 2016 in Review

Dialectic Capital Management sold out of Capital Southwest (CSWC) in Q2 2016, closing a stake of 61,843 shares — an estimated $858K sold.

Dialectic Capital Management first reported a position in CSWC in Q4 2015 and held it in 2 quarters. The position peaked at $2.85M in Q4 2015. 47 funds tracked by Wall St. Rank hold CSWC as of Q2 2016.

Dialectic Capital Management reported no remaining Capital Southwest position as of Q2 2016 after selling out during the quarter.
Dialectic Capital Management sold 61,843 Capital Southwest shares in Q2 2016, an estimated $858K.
Dialectic Capital Management first reported a position in Capital Southwest in Q4 2015 and held it in 2 quarters.
Dialectic Capital Management's Capital Southwest position peaked at $2.85M in Q4 2015.
47 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2016.

Based on Dialectic Capital Management's 13F filing for Q2 2016, filed 15 Aug 2016.