Lazard Asset Management

Lazard Asset Management’s Capital Southwest CSWC Stock Holding History

Lazard Asset Management’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-461,010	Closed	-$8.02M	–	1111
2015 Q3	$8.02M	Sell	461,010 -88,538	-16%	-$1.56M	0.02%	415
2015 Q2	$10.1M	Sell	549,548 -29,248	-5%	-$527K	0.02%	385
2015 Q1	$9.86M	Sell	578,796 -251,852	-30%	-$4.2M	0.02%	390
2014 Q4	$11.6M	Buy	+830,648	New	+$11.3M	0.02%	368

Other funds holding CSWC

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

Evercore Trust Company New York $34.6B AUM 25.41% 1-Year Est. Return

First Manhattan

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

River Road Asset Management Louisville, Kentucky $8.82B AUM 7.52% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

Greywolf Capital Management Purchase, New York $67.3M AUM 100.05% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Dialectic Capital Management Norwalk, Connecticut $82M AUM 59.34% 1-Year Est. Return