Greenwich Investment Management’s Capital Southwest CSWC Stock Holding History

Greenwich Investment Management’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-13,020	Closed	-$176K	–	57
2020 Q2	$176K	Sell	13,020 -1,080	-8%	-$14K	0.22%	48
2020 Q1	$161K	Buy	14,100 +175	+1%	+$3.17K	0.2%	52
2019 Q4	$290K	Hold	13,925	–	–	0.28%	45
2019 Q3	$304K	Sell	13,925 -1,825	-12%	-$39.4K	0.32%	42
2019 Q2	$330K	Hold	15,750	–	–	0.32%	47
2019 Q1	$331K	Sell	15,750 -650	-4%	-$13.8K	0.36%	46
2018 Q4	$315K	Hold	16,400	–	–	0.39%	43
2018 Q3	$311K	Hold	16,400	–	–	0.33%	47
2018 Q2	$297K	Sell	16,400 -1,100	-6%	-$19.2K	0.31%	49
2018 Q1	$298K	Buy	+17,500	New	+$295K	0.35%	44

Other funds holding CSWC

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

GWI

Grace & White Inc Ny, New York $632M AUM 34.34% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

MCM

Moerus Capital Management New York $271M AUM 58.78% 1-Year Est. Return

Greenwich Investment Management's CSWC Position: Q3 2020 in Review

Greenwich Investment Management sold out of Capital Southwest (CSWC) in Q3 2020, closing a stake of 13,020 shares — an estimated $176K sold.

Greenwich Investment Management first reported a position in CSWC in Q1 2018 and held it in 10 quarters. The position peaked at $331K in Q1 2019. 60 funds tracked by Wall St. Rank hold CSWC as of Q3 2020.

Greenwich Investment Management reported no remaining Capital Southwest position as of Q3 2020 after selling out during the quarter.
Greenwich Investment Management sold 13,020 Capital Southwest shares in Q3 2020, an estimated $176K.
Greenwich Investment Management first reported a position in Capital Southwest in Q1 2018 and held it in 10 quarters.
Greenwich Investment Management's Capital Southwest position peaked at $331K in Q1 2019.
60 funds tracked by Wall St. Rank held Capital Southwest as of Q3 2020.

Based on Greenwich Investment Management's 13F filing for Q3 2020, filed 13 Nov 2020.