D.E. Shaw & Co
CSWC icon

D.E. Shaw & Co’s Capital Southwest CSWC Stock Holding History

D.E. Shaw & Co’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-26,960
Closed -$594K – 4615
2025
Q2 		$594K Buy
26,960
+1,386
+5% +$28.5K ﹤0.01% 3560
2025
Q1 		$571K Sell
25,574
-76,064
-75% -$1.72M ﹤0.01% 3430
2024
Q4 		$2.22M Buy
+101,638
New +$2.39M ﹤0.01% 2647
2024
Q1 		– Sell
-17,638
Closed -$418K – 4403
2023
Q4 		$418K Buy
+17,638
New +$393K ﹤0.01% 3600
2022
Q3 		– Sell
-15,448
Closed -$285K – 5245
2022
Q2 		$285K Sell
15,448
-35,201
-69% -$775K ﹤0.01% 4382
2022
Q1 		$1.2M Buy
50,649
+41,505
+454% +$1.02M ﹤0.01% 3754
2021
Q4 		$231K Buy
+9,144
New +$244K ﹤0.01% 4808
2021
Q3 		– Sell
-28,789
Closed -$669K – 5006
2021
Q2 		$669K Buy
28,789
+11,726
+69% +$291K ﹤0.01% 3860
2021
Q1 		$378K Sell
17,063
-68,798
-80% -$1.4M ﹤0.01% 3622
2020
Q4 		$1.52M Buy
85,861
+42,470
+98% +$668K ﹤0.01% 2730
2020
Q3 		$610K Sell
43,391
-10,685
-20% -$150K ﹤0.01% 3125
2020
Q2 		$729K Sell
54,076
-4,200
-7% -$54.3K ﹤0.01% 3135
2020
Q1 		$666K Buy
+58,276
New +$1.05M ﹤0.01% 3035
2016
Q4 		– Sell
-27,370
Closed -$402K – 3455
2016
Q3 		$402K Sell
27,370
-827
-3% -$12K ﹤0.01% 2903
2016
Q2 		$385K Buy
28,197
+7,745
+38% +$108K ﹤0.01% 2908
2016
Q1 		$284K Buy
20,452
+230
+1% +$3.23K ﹤0.01% 3042
2015
Q4 		$281K Sell
20,222
-33,749
-63% -$494K ﹤0.01% 3407
2015
Q3 		$939K Sell
53,971
-12,081
-18% -$213K ﹤0.01% 2643
2015
Q2 		$1.21M Buy
66,052
+11,537
+21% +$208K ﹤0.01% 2554
2015
Q1 		$929K Sell
54,515
-18,458
-25% -$308K ﹤0.01% 2618
2014
Q4 		$1.02M Buy
72,973
+47,495
+186% +$647K ﹤0.01% 2819
2014
Q3 		$335K Buy
25,478
+3,272
+15% +$44.6K ﹤0.01% 3620
2014
Q2 		$294K Buy
+22,206
New +$287K ﹤0.01% 3843

Other funds holding CSWC

VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
UBP
Union Bancaire Privee Geneva 1, Switzerland $9.16B AUM 31.4% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
MW
Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
ZIG
Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

D.E. Shaw & Co's CSWC Position: Q3 2025 in Review

D.E. Shaw & Co sold out of Capital Southwest (CSWC) in Q3 2025, closing a stake of 26,960 shares — an estimated $594K sold.

D.E. Shaw & Co first reported a position in CSWC in Q2 2014 and held it in 23 quarters. The position peaked at $2.22M in Q4 2024. 164 funds tracked by Wall St. Rank hold CSWC as of Q3 2025.

  • D.E. Shaw & Co reported no remaining Capital Southwest position as of Q3 2025 after selling out during the quarter.
  • D.E. Shaw & Co sold 26,960 Capital Southwest shares in Q3 2025, an estimated $594K.
  • D.E. Shaw & Co first reported a position in Capital Southwest in Q2 2014 and held it in 23 quarters.
  • D.E. Shaw & Co's Capital Southwest position peaked at $2.22M in Q4 2024.
  • 164 funds tracked by Wall St. Rank held Capital Southwest as of Q3 2025.

Based on D.E. Shaw & Co's 13F filing for Q3 2025, filed 14 Nov 2025.