New York State Common Retirement Fund’s Capital Southwest CSWC Stock Holding History

New York State Common Retirement Fund’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-113,239	Closed	-$2.15M	–	3195
2018 Q3	$2.15M	Hold	113,239	–	–	﹤0.01%	1647
2018 Q2	$2.05M	Buy	113,239 +10,100	+10%	+$176K	﹤0.01%	1679
2018 Q1	$1.75M	Hold	103,139	–	–	﹤0.01%	1690
2017 Q4	$1.71M	Hold	103,139	–	–	﹤0.01%	1734
2017 Q3	$1.77M	Hold	103,139	–	–	﹤0.01%	1711
2017 Q2	$1.66M	Buy	103,139 +11,299	+12%	+$182K	﹤0.01%	1798
2017 Q1	$1.55M	Buy	91,840 +9,364	+11%	+$153K	﹤0.01%	1805
2016 Q4	$1.33M	Buy	82,476 +21,876	+36%	+$325K	﹤0.01%	1906
2016 Q3	$891K	Buy	60,600 +20,100	+50%	+$293K	﹤0.01%	2054
2016 Q2	$554K	Buy	+40,500	New	+$563K	﹤0.01%	2241

Other funds holding CSWC

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

New York State Common Retirement Fund's CSWC Position: Q4 2018 in Review

New York State Common Retirement Fund sold out of Capital Southwest (CSWC) in Q4 2018, closing a stake of 113,239 shares — an estimated $2.15M sold.

New York State Common Retirement Fund first reported a position in CSWC in Q2 2016 and held it in 10 quarters. The position peaked at $2.15M in Q3 2018. 63 funds tracked by Wall St. Rank hold CSWC as of Q4 2018.

New York State Common Retirement Fund reported no remaining Capital Southwest position as of Q4 2018 after selling out during the quarter.
New York State Common Retirement Fund sold 113,239 Capital Southwest shares in Q4 2018, an estimated $2.15M.
New York State Common Retirement Fund first reported a position in Capital Southwest in Q2 2016 and held it in 10 quarters.
New York State Common Retirement Fund's Capital Southwest position peaked at $2.15M in Q3 2018.
63 funds tracked by Wall St. Rank held Capital Southwest as of Q4 2018.

Based on New York State Common Retirement Fund's 13F filing for Q4 2018, filed 8 Feb 2019.