Prudential Financial’s Capital Southwest CSWC Stock Holding History

Prudential Financial’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-26,700	Closed	-$506K	–	2392
2018 Q3	$506K	Hold	26,700	–	–	﹤0.01%	2048
2018 Q2	$483K	Buy	26,700 +1,700	+7%	+$29.7K	﹤0.01%	2060
2018 Q1	$426K	Buy	25,000 +1,900	+8%	+$32K	﹤0.01%	2050
2017 Q4	$382K	Buy	23,100 +600	+3%	+$10.2K	﹤0.01%	2081
2017 Q3	$386K	Hold	22,500	–	–	﹤0.01%	2085
2017 Q2	$362K	Buy	22,500 +2,200	+11%	+$35.5K	﹤0.01%	2102
2017 Q1	$343K	Buy	20,300 +2,100	+12%	+$34.3K	﹤0.01%	2114
2016 Q4	$294K	Buy	18,200 +2,100	+13%	+$31.2K	﹤0.01%	2156
2016 Q3	$236K	Buy	16,100 +2,400	+18%	+$34.9K	﹤0.01%	2182
2016 Q2	$187K	Buy	+13,700	New	+$191K	﹤0.01%	2209

Other funds holding CSWC

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Prudential Financial's CSWC Position: Q4 2018 in Review

Prudential Financial sold out of Capital Southwest (CSWC) in Q4 2018, closing a stake of 26,700 shares — an estimated $506K sold.

Prudential Financial first reported a position in CSWC in Q2 2016 and held it in 10 quarters. The position peaked at $506K in Q3 2018. 63 funds tracked by Wall St. Rank hold CSWC as of Q4 2018.

Prudential Financial reported no remaining Capital Southwest position as of Q4 2018 after selling out during the quarter.
Prudential Financial sold 26,700 Capital Southwest shares in Q4 2018, an estimated $506K.
Prudential Financial first reported a position in Capital Southwest in Q2 2016 and held it in 10 quarters.
Prudential Financial's Capital Southwest position peaked at $506K in Q3 2018.
63 funds tracked by Wall St. Rank held Capital Southwest as of Q4 2018.

Based on Prudential Financial's 13F filing for Q4 2018, filed 7 Feb 2019.