Cove Street Capital’s Capital Southwest CSWC Stock Holding History

Cove Street Capital’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-16,800	Closed	-$323K	–	99
2018 Q4	$323K	Sell	16,800 -200	-1%	-$3.86K	0.04%	91
2018 Q3	$323K	Hold	17,000	–	–	0.03%	89
2018 Q2	$308K	Sell	17,000 -80,357	-83%	-$1.4M	0.03%	92
2018 Q1	$1.66M	Sell	97,357 -2,400	-2%	-$40.4K	0.18%	59
2017 Q4	$1.65M	Sell	99,757 -8,500	-8%	-$145K	0.18%	60
2017 Q3	$1.85M	Buy	108,257 +12,600	+13%	+$208K	0.21%	56
2017 Q2	$1.54M	Buy	95,657 +8,300	+10%	+$134K	0.19%	64
2017 Q1	$1.48M	Buy	87,357 +1,300	+2%	+$21.3K	0.16%	63
2016 Q4	$1.39M	Buy	86,057 +60,147	+232%	+$894K	0.15%	67
2016 Q3	$381K	Buy	+25,910	New	+$377K	0.04%	94

Other funds holding CSWC

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Cove Street Capital's CSWC Position: Q1 2019 in Review

Cove Street Capital sold out of Capital Southwest (CSWC) in Q1 2019, closing a stake of 16,800 shares — an estimated $323K sold.

Cove Street Capital first reported a position in CSWC in Q3 2016 and held it in 10 quarters. The position peaked at $1.85M in Q3 2017. 63 funds tracked by Wall St. Rank hold CSWC as of Q1 2019.

Cove Street Capital reported no remaining Capital Southwest position as of Q1 2019 after selling out during the quarter.
Cove Street Capital sold 16,800 Capital Southwest shares in Q1 2019, an estimated $323K.
Cove Street Capital first reported a position in Capital Southwest in Q3 2016 and held it in 10 quarters.
Cove Street Capital's Capital Southwest position peaked at $1.85M in Q3 2017.
63 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2019.

Based on Cove Street Capital's 13F filing for Q1 2019, filed 14 May 2019.